Nations Financial Group’s Nuveen ESG Small-Cap ETF NUSC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2022 Q1	–	Sell	-5,025	Closed	-$211K	–	553
2021 Q4	$211K	Sell	5,025 -2,440	-33%	-$102K	0.03%	455
2021 Q3	$325K	Sell	7,465 -5,596	-43%	-$244K	0.05%	339
2021 Q2	$590K	Sell	13,061 -2,884	-18%	-$130K	0.1%	234
2021 Q1	$686K	Buy	+15,945	New	+$686K	0.16%	175