We are live on ! Find out more
NUSC icon

Nuveen ESG Small-Cap ETF

109 hedge funds and large institutions have $376M invested in Nuveen ESG Small-Cap ETF in 2020 Q4 according to their latest regulatory filings, with 31 funds opening new positions, 44 increasing their positions, 16 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

675% more first-time investments, than exits

New positions opened: 31 | Existing positions closed: 4

175% more repeat investments, than reductions

Existing positions increased: 44 | Existing positions reduced: 16

65% more capital invested

Capital invested by funds: $228M → $376M (+$148M)

31% more funds holding

Funds holding: 83109 (+26)

2.17% more ownership

Funds ownership: 67.83%70.01% (+2.2%)

Holders
109
Holders Change
+26
Holders Change %
+31.33%
% of All Funds
1.93%
Holding in Top 10
4
Holding in Top 10 Change
+4
Holding in Top 10 Change %
% of All Funds
0.07%
New
31
Increased
44
Reduced
16
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TWM
51
TriaGen Wealth Management
California
$437K +$394K +11,405 New
QCM
52
Quest Capital Management
Texas
$435K +$134K +3,885 +52%
RJT
53
Raymond James Trust
Florida
$416K +$99.3K +2,871 +36%
WLIM
54
White Lighthouse Investment Management
Massachusetts
$393K +$355K +10,262 New
CWM
55
Chicago Wealth Management
Illinois
$370K -$1.38K -40 -0.4%
SFS
56
Sowell Financial Services
Arkansas
$367K -$57K -1,648 -15%
V
57
Veritable
Delaware
$364K
FANJ
58
Financial Architects (New Jersey)
New Jersey
$362K -$15.5K -449 -5%
CP
59
Cumberland Partners
Ontario, Canada
$362K +$327K +9,443 New
SCM
60
Stordahl Capital Management
Colorado
$352K +$7.4K +214 +2%
LNC
61
Lincoln National Corp
Pennsylvania
$346K +$47.4K +1,371 +18%
AIM
62
Acropolis Investment Management
Missouri
$334K
SAS
63
Sage Advisory Services
Texas
$314K +$284K +8,200 New
CI
64
CX Institutional
Indiana
$305K -$47.4K -1,371 -15%
BC
65
Brio Consultants
California
$295K -$24.8K -718 -9%
RJA
66
Raymond James & Associates
Florida
$295K +$267K +7,707 New
WFAG
67
Wescott Financial Advisory Group
Pennsylvania
$293K +$264K +7,638 New
IA
68
IFP Advisors
Florida
$285K -$5.64K -163 -2%
HCM
69
Hudson Capital Management
New Jersey
$264K
AAS
70
Avantax Advisory Services
Texas
$264K +$237K +6,839 New
AGA
71
Arkos Global Advisors
Texas
$263K +$237K +6,850 New
RCA
72
Resonant Capital Advisors
Wisconsin
$250K +$225K +6,518 New
WCFA
73
Walkner Condon Financial Advisors
Wisconsin
$249K +$225K +6,500 New
BFA
74
Bragg Financial Advisors
North Carolina
$238K +$214K +6,200 New
Baird Financial Group
75
Baird Financial Group
Wisconsin
$236K +$213K +6,149 New

NUSC Hedge Fund Activity: Q4 2020 in Review

109 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q4 2020, worth a combined $376M — up 65% from $228M a quarter earlier.

Buyers outnumbered sellers: 31 funds opened new NUSC positions and 4 closed out — a net gain of 27 holders — while 44 added to existing stakes and 16 trimmed.

The largest buyer was Compass Ion Advisors, opening a new position worth an estimated $15.6M. The largest seller was Stewardship Advisors, cutting an estimated $4.52M.

  • 109 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q4 2020, up from 83 in Q3 2020.
  • Funds reported $376M of Nuveen ESG Small-Cap ETF stock for Q4 2020, up 65% quarter-over-quarter.
  • 31 funds opened new Nuveen ESG Small-Cap ETF positions in Q4 2020 and 4 closed out, a net change of +27 holders.
  • The largest Nuveen ESG Small-Cap ETF buyer in Q4 2020 was Compass Ion Advisors, an estimated $15.6M added.
  • The largest Nuveen ESG Small-Cap ETF seller in Q4 2020 was Stewardship Advisors, an estimated $4.52M sold.

Based on aggregated 13F filings for Q4 2020.