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Nuveen ESG Small-Cap ETF

262 hedge funds and large institutions have $925M invested in Nuveen ESG Small-Cap ETF in 2024 Q4 according to their latest regulatory filings, with 39 funds opening new positions, 93 increasing their positions, 96 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

290% more first-time investments, than exits

New positions opened: 39 | Existing positions closed: 10

10% more funds holding

Funds holding: 239262 (+23)

1% more capital invested

Capital invested by funds: $915M → $925M (+$9.72M)

0.26% more ownership

Funds ownership: 75.16%75.42% (+0.26%)

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

3% less repeat investments, than reductions

Existing positions increased: 93 | Existing positions reduced: 96

Holders
262
Holders Change
+23
Holders Change %
+9.62%
% of All Funds
3.45%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
39
Increased
93
Reduced
96
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Cambridge Investment Research Advisors
26
Cambridge Investment Research Advisors
Iowa
$4.54M -$191K -4,364 -4%
BWP
27
BSW Wealth Partners
Colorado
$4.45M -$192K -4,398 -4%
CHP
28
Cable Hill Partners
Oregon
$4.37M +$95.4K +2,185 +2%
Wealth Enhancement Advisory Services
29
Wealth Enhancement Advisory Services
Minnesota
$4.37M +$264K +6,058 +6%
DAS
30
Dynamic Advisor Solutions
Arizona
$4.23M -$22.5K -515 -0.5%
Rockefeller Capital Management
31
Rockefeller Capital Management
New York
$4.04M -$669K -15,327 -14%
DC
32
DeDora Capital
California
$3.95M +$17.9K +410 +0.4%
Cetera Investment Advisers
33
Cetera Investment Advisers
Illinois
$3.92M +$33K +756 +0.8%
Raymond James Financial
34
Raymond James Financial
Florida
$3.81M +$3.97M +90,939 New
CWD
35
Clarity Wealth Development
Oregon
$3.17M +$3.19M +72,995 New
RF
36
Rossby Financial
Florida
$3.06M +$3.19M +73,092 New
PHAM
37
Palisades Hudson Asset Management
Florida
$3.05M +$70.3K +1,610 +2%
GM
38
GeoWealth Management
Illinois
$3.02M -$745K -17,064 -19%
JP Morgan Chase
39
JP Morgan Chase
New York
$2.89M -$82.2K -1,883 -3%
SAG
40
SageView Advisory Group
California
$2.82M -$961 -22 -0%
NA
41
NewEdge Advisors
Louisiana
$2.64M +$106K +2,438 +4%
RWP
42
RWA Wealth Partners
Massachusetts
$2.64M -$4.37K -100 -0.2%
CG
43
Corundum Group
Colorado
$2.52M -$29.6K -678 -1%
BPA
44
Beacon Pointe Advisors
California
$2.43M -$309K -7,075 -11%
WT
45
Whittier Trust
California
$2.39M -$495K -11,343 -17%
Jones Financial Companies
46
Jones Financial Companies
Missouri
$2.37M +$537K +12,310 +28%
SCM
47
Stonehearth Capital Management
Massachusetts
$2.36M -$156K -3,580 -6%
AFA
48
Arlington Financial Advisors
California
$2.28M +$84.1K +1,927 +4%
Fidelity Investments
49
Fidelity Investments
Massachusetts
$2.27M +$186K +4,259 +9%
MWM
50
Modera Wealth Management
New Jersey
$2.23M +$1.44K +33 +0.1%

NUSC Hedge Fund Activity: Q4 2024 in Review

262 of the 7,592 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q4 2024, worth a combined $925M — up 1.1% from $915M a quarter earlier.

Buyers outnumbered sellers: 39 funds opened new NUSC positions and 10 closed out — a net gain of 29 holders — while 93 added to existing stakes and 96 trimmed.

The largest buyer was LPL Financial, adding an estimated $3.04M. The largest seller was Corient Private Wealth, cutting an estimated $5.36M.

  • 262 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q4 2024, up from 239 in Q3 2024.
  • Funds reported $925M of Nuveen ESG Small-Cap ETF stock for Q4 2024, up 1.1% quarter-over-quarter.
  • 39 funds opened new Nuveen ESG Small-Cap ETF positions in Q4 2024 and 10 closed out, a net change of +29 holders.
  • The largest Nuveen ESG Small-Cap ETF buyer in Q4 2024 was LPL Financial, an estimated $3.04M added.
  • The largest Nuveen ESG Small-Cap ETF seller in Q4 2024 was Corient Private Wealth, an estimated $5.36M sold.

Based on aggregated 13F filings for Q4 2024.