Rossby Financial’s Nuveen ESG Small-Cap ETF NUSC Stock Holding History

Rossby Financial’s Portfolio NUSC Stock Details NUSC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$3.44M	Sell	75,601 -2,204	-3%	-$103K	0.7%	29
2025 Q4	$3.47M	Sell	77,805 -1,595	-2%	-$71.1K	1.07%	16
2025 Q3	$3.52M	Buy	79,400 +1,670	+2%	+$71K	1.15%	16
2025 Q2	$3.17M	Sell	77,730 -1,968	-2%	-$75.8K	1.17%	15
2025 Q1	$2.96M	Buy	79,698 +6,606	+9%	+$274K	1.25%	17
2024 Q4	$3.06M	Buy	+73,092	New	+$3.19M	1.89%	12

Other funds holding NUSC

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Mercer Global Advisors Denver, Colorado $67.6B AUM 18.3% 1-Year Est. Return

AWP

Abacus Wealth Partners Santa Monica, California $952M AUM 22.68% 1-Year Est. Return

TCIIS

TIAA-CREF Individual & Institutional Services New York $26B AUM

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

MWM

Mission Wealth Management Santa Barbara, California $8.18B AUM 28.28% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

BCAM

Boston Common Asset Management Boston, Massachusetts $1.69B AUM 28.29% 1-Year Est. Return

Rossby Financial's NUSC Position: Q1 2026 in Review

Rossby Financial reduced its Nuveen ESG Small-Cap ETF (NUSC) stake by 2.8% in Q1 2026, selling an estimated $103K and leaving 75,601 shares worth $3.44M. The position accounts for 0.7% of the portfolio, ranked #29.

Rossby Financial first reported a position in NUSC in Q4 2024 and has held it in 6 quarters since. The position peaked at $3.52M in Q3 2025. 265 funds tracked by Wall St. Rank hold NUSC as of Q1 2026.

Rossby Financial held 75,601 shares of Nuveen ESG Small-Cap ETF worth $3.44M as of Q1 2026.
Rossby Financial sold 2,204 Nuveen ESG Small-Cap ETF shares in Q1 2026, an estimated $103K.
Nuveen ESG Small-Cap ETF made up 0.7% of Rossby Financial's portfolio in Q1 2026, its #29 holding.
Rossby Financial first reported a position in Nuveen ESG Small-Cap ETF in Q4 2024 and has held it in 6 quarters since.
Rossby Financial's Nuveen ESG Small-Cap ETF position peaked at $3.52M in Q3 2025.
265 funds tracked by Wall St. Rank held Nuveen ESG Small-Cap ETF as of Q1 2026.

Based on Rossby Financial's 13F filing for Q1 2026, filed 11 May 2026.