Rossby Financial’s Nuveen ESG Small-Cap ETF NUSC Stock Holding History

Rossby Financial’s Portfolio NUSC Stock Details NUSC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$3.39M	Sell	69,947 -7,332	-9%	-$375K	0.5%	37
2026 Q2	$4.03M	Buy	77,279 +1,678	+2%	+$82.5K	0.74%	26
2026 Q1	$3.44M	Sell	75,601 -2,204	-3%	-$103K	0.7%	29
2025 Q4	$3.47M	Sell	77,805 -1,595	-2%	-$71.1K	1.07%	16
2025 Q3	$3.52M	Buy	79,400 +1,670	+2%	+$71K	1.15%	16
2025 Q2	$3.17M	Sell	77,730 -1,968	-2%	-$75.8K	1.17%	15
2025 Q1	$2.96M	Buy	79,698 +6,606	+9%	+$274K	1.25%	17
2024 Q4	$3.06M	Buy	+73,092	New	+$3.19M	1.89%	12

Other funds holding NUSC

Abacus Wealth Partners Santa Monica, California $886M AUM 14.95% 1-Year Est. Return

TIAA-CREF Individual & Institutional Services New York $29.5B AUM

UBS Group Zurich, Switzerland $765B AUM 28.39% 1-Year Est. Return

Morgan Stanley New York $1.96T AUM 27.49% 1-Year Est. Return

LPL Financial San Diego, California $468B AUM 17.69% 1-Year Est. Return

Mission Wealth Management Santa Barbara, California $6.32B AUM 20.97% 1-Year Est. Return

Bank of New York Mellon New York $608B AUM 32.77% 1-Year Est. Return

Boston Common Asset Management Boston, Massachusetts $1.72B AUM 26.04% 1-Year Est. Return

North Berkeley Wealth Management Berkeley, California $258M AUM 15.55% 1-Year Est. Return

First Pacific Financial Vancouver, Washington $978M AUM 12.87% 1-Year Est. Return

Rossby Financial's NUSC Position: Q3 2026 in Review

Rossby Financial reduced its Nuveen ESG Small-Cap ETF (NUSC) stake by 9.5% in Q3 2026, selling an estimated $375K and leaving 69,947 shares worth $3.39M. The position accounts for 0.5% of the portfolio, ranked #37.

Rossby Financial first reported a position in NUSC in Q4 2024 and has held it in 8 quarters since. The position peaked at $4.03M in Q2 2026. 231 funds tracked by Wall St. Rank hold NUSC as of Q3 2026.

Rossby Financial held 69,947 shares of Nuveen ESG Small-Cap ETF worth $3.39M as of Q3 2026.
Rossby Financial sold 7,332 Nuveen ESG Small-Cap ETF shares in Q3 2026, an estimated $375K.
Nuveen ESG Small-Cap ETF made up 0.5% of Rossby Financial's portfolio in Q3 2026, its #37 holding.
Rossby Financial first reported a position in Nuveen ESG Small-Cap ETF in Q4 2024 and has held it in 8 quarters since.
Rossby Financial's Nuveen ESG Small-Cap ETF position peaked at $4.03M in Q2 2026.
231 funds tracked by Wall St. Rank held Nuveen ESG Small-Cap ETF as of Q3 2026.

Based on Rossby Financial's 13F filing for Q3 2026, filed 5 Nov 2026.