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Nuveen ESG Small-Cap ETF
NUSC

180 hedge funds and large institutions have $830M invested in Nuveen ESG Small-Cap ETF in 2022 Q1 according to their latest regulatory filings, with 26 funds opening new positions, 96 increasing their positions, 35 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

174% more repeat investments, than reductions

Existing positions increased: 96 | Existing positions reduced: 35

18% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 22

7.6% more ownership

Funds ownership: 72.16% → 79.76% (+7.6%)

1% more funds holding

Funds holding: 178 → 180 (+2)

4% more capital invested

Capital invested by funds: $795M → $830M (+$35.4M)

17% less funds holding in top 10

Funds holding in top 10: 6 → 5 (-1)

Holders
180
Holders Change
+2
Holders Change %
+1.12%
% of All Funds
2.84%
Holding in Top 10
5
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-16.67%
% of All Funds
0.08%
New
26
Increased
96
Reduced
35
Closed
22
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
+$50.6M
2
Ameriprise
Ameriprise
Minnesota
+$7.6M
3
Creative Planning
Creative Planning
Kansas
+$4.71M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$4.7M
5
Thrivent Financial for Lutherans
Thrivent Financial for Lutherans
Minnesota
+$3.2M

Top Sellers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
-$10.6M
2
PWPCM
Perella Weinberg Partners Capital Management
New York
-$4.76M
3
TF
TIAA FSB
Florida
-$2.43M
4
FCMA
Foresight Capital Management Advisors
Michigan
-$1.95M
5
WS
Wedbush Securities
California
-$1.34M
Name Holding Trade Value Shares
Change 		Change in
Stake
FPF
26
First Pacific Financial
Washington
$3.35M +$403K +10,206 +14%
Thrivent Financial for Lutherans
27
Thrivent Financial for Lutherans
Minnesota
$3.23M +$3.2M +81,137 New
LWP
28
Laurel Wealth Planning
Minnesota
$3.23M -$850K -21,514 -21%
SFS
29
Sowell Financial Services
Arkansas
$3.07M +$2.99M +75,790 New
WT
30
Whittier Trust
California
$3.05M – – –
RJFSA
31
Raymond James Financial Services Advisors
Florida
$2.76M +$502K +12,701 +22%
SCM
32
Stonehearth Capital Management
Massachusetts
$2.74M +$656K +16,604 +32%
HIF
33
Hill Island Financial
Michigan
$2.6M -$985K -24,945 -28%
ASN
34
Advisory Services Network
Georgia
$2.39M +$306K +7,759 +15%
Susquehanna International Group
35
Susquehanna International Group
Pennsylvania
$2.35M +$1.44M +36,496 +162%
HighTower Advisors
36
HighTower Advisors
Illinois
$2.34M +$72.8K +1,843 +3%
DAS
37
Dynamic Advisor Solutions
Arizona
$2.33M +$845K +21,390 +58%
IA
38
IFP Advisors
Florida
$2.18M +$2.57M +65,171 +960%
LSAG
39
Lake Street Advisors Group
New Hampshire
$2.06M – – –
Rockefeller Capital Management
40
Rockefeller Capital Management
New York
$1.83M -$22.7K -575 -1%
VC
41
Vicus Capital
Pennsylvania
$1.6M +$71K +1,798 +5%
BDF
42
Balasa Dinverno & Foltz
$1.56M +$390K +9,884 +34%
Cetera Investment Advisers
43
Cetera Investment Advisers
Illinois
$1.51M +$97.2K +2,460 +7%
BRWM
44
B. Riley Wealth Management
Tennessee
$1.5M -$7.9K -200 -0.5%
JMPWA
45
JP Morgan Private Wealth Advisors
California
$1.48M +$118K +2,982 +9%
CG
46
Corundum Group
Colorado
$1.47M +$1.25M +31,771 +608%
KPWS
47
Kestra Private Wealth Services
Texas
$1.44M +$652K +16,499 +84%
Citadel Advisors
48
Citadel Advisors
Florida
$1.43M +$1.42M +35,882 New
FFWM
49
Future Financial Wealth Management
Ohio
$1.41M -$201K -5,087 -13%
AF
50
Allworth Financial
California
$1.38M +$642K +16,246 +89%
1
2
3 4 5

NUSC Hedge Fund Activity: Q1 2022 in Review

180 of the 6,340 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q1 2022, worth a combined $830M — up 4.4% from $795M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new NUSC positions and 22 closed out — a net gain of 4 holders — while 96 added to existing stakes and 35 trimmed.

The largest buyer was Bank of America, adding an estimated $50.6M. The largest seller was Wells Fargo, cutting an estimated $10.6M.

  • 180 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q1 2022, up from 178 in Q4 2021.
  • Funds reported $830M of Nuveen ESG Small-Cap ETF stock for Q1 2022, up 4.4% quarter-over-quarter.
  • 26 funds opened new Nuveen ESG Small-Cap ETF positions in Q1 2022 and 22 closed out, a net change of +4 holders.
  • The largest Nuveen ESG Small-Cap ETF buyer in Q1 2022 was Bank of America, an estimated $50.6M added.
  • The largest Nuveen ESG Small-Cap ETF seller in Q1 2022 was Wells Fargo, an estimated $10.6M sold.

Based on aggregated 13F filings for Q1 2022.