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Nuveen ESG Small-Cap ETF

53 hedge funds and large institutions have $61.1M invested in Nuveen ESG Small-Cap ETF in 2019 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 28 increasing their positions, 10 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

180% more repeat investments, than reductions

Existing positions increased: 28 | Existing positions reduced: 10

21% more capital invested

Capital invested by funds: $50.4M → $61.1M (+$10.7M)

20% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 5

2.71% more ownership

Funds ownership: 45.89%48.6% (+2.7%)

2% less funds holding

Funds holding: 5453 (-1)

Holders
53
Holders Change
-1
Holders Change %
-1.85%
% of All Funds
1.15%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
28
Reduced
10
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RJFSA
26
Raymond James Financial Services Advisors
Florida
$338K +$94.7K +3,250 +40%
VC
27
Vicus Capital
Pennsylvania
$324K +$320K +10,977 New
PAG
28
Private Advisor Group
New Jersey
$310K +$30.6K +1,050 +11%
CCM
29
Cribstone Capital Management
Maine
$302K +$12K +411 +4%
BC
30
Brio Consultants
California
$265K -$13.5K -464 -5%
RJT
31
Raymond James Trust
Florida
$253K -$20.1K -691 -7%
AIM
32
Acropolis Investment Management
Missouri
$237K
SWP
33
Stratos Wealth Partners
Ohio
$233K +$230K +7,888 New
SCM
34
Stordahl Capital Management
Colorado
$229K
EFSCE
35
Enterprise Financial Services Corp (EFSC)
Missouri
$218K +$466 +16 +0.2%
FANJ
36
Financial Architects (New Jersey)
New Jersey
$172K
Bessemer Group
37
Bessemer Group
New Jersey
$171K
BCI
38
Brinker Capital Investments
Pennsylvania
$117K +$90.3K +3,099 +363%
LGWM
39
Litman Gregory Wealth Management
California
$101K -$16.1K -551 -14%
ASN
40
Advisory Services Network
Georgia
$100K -$79.3K -2,720 -45%
HNB
41
Huntington National Bank
Ohio
$78K
APA
42
American Portfolios Advisors
New York
$64.2K +$6.82K +234 +12%
GSWM
43
Golden State Wealth Management
California
$56K +$2.21K +76 +4%
TF
44
TimeScale Financial
Massachusetts
$48K +$47.3K +1,622 New
LFG
45
LifePlan Financial Group
Ohio
$47K
CI
46
CX Institutional
Indiana
$35K +$16K +550 +86%
Citigroup
47
Citigroup
New York
$25K -$2.91K -100 -10%
AIM
48
Advantage Investment Management
Iowa
$22K
BWM
49
Baystate Wealth Management
Massachusetts
$17K
AG
50
Advisor Group
Arizona
$16K -$2.85K -98 -15%