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NIE

Virtus Equity & Convertible Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SKK
26
Shepherd Kaplan Krochuk
Massachusetts
$312K
UCFA
27
United Capital Financial Advisors
Texas
$309K
PCM
28
Pointe Capital Management
Michigan
$298K -$39.8K -2,200 -12%
LCM
29
Landscape Capital Management
New Jersey
$244K -$1.03M -56,789 -81%
TPW
30
Tiller Private Wealth
Pennsylvania
$237K +$797 +44 +0.3%
Citigroup
31
Citigroup
New York
$225K -$31.6K -1,743 -12%
NPC
32
National Planning Corporation
California
$212K +$201K +11,086 New
LTFS
33
Ladenburg Thalmann Financial Services
Florida
$192K -$15.9K -879 -8%
AG
34
Advisor Group
Arizona
$143K +$142K +7,850 New
BFEC
35
Benjamin F. Edwards & Company
Missouri
$130K +$128K +7,049 New
Envestnet Asset Management
36
Envestnet Asset Management
Illinois
$48K -$10K -554 -17%
Deutsche Bank
37
Deutsche Bank
Germany
$46K -$9.06K -500 -16%
GWM
38
Geneos Wealth Management
Colorado
$46K +$5.07K +280 +12%
DADC
39
D.A. Davidson & Co
Montana
$45K
S
40
SignatureFD
Georgia
$37K
TJHA
41
Thomas J. Herzfeld Advisors
Florida
$37K
BBPWM
42
Blue Bell Private Wealth Management
Pennsylvania
$35K -$81.3K -4,487 -71%
CWM
43
Cedar Wealth Management
California
$31K
IA
44
IFP Advisors
Florida
$25K -$4.18K -231 -15%
CTC
45
Central Trust Company
Missouri
$23K
EWM
46
Edge Wealth Management
New York
$19K
Bank of Montreal
47
Bank of Montreal
Ontario, Canada
$14K
MFS
48
MSI Financial Services
Massachusetts
$11K +$6.09K +336 +132%
MFW
49
Mosaic Family Wealth
Missouri
$10K
TCM
50
TD Capital Management
Tennessee
$5K +$5.27K +291 New