SignatureFD’s Virtus Equity & Convertible Income Fund NIE Stock Holding History

SignatureFD’s Portfolio NIE Stock Details NIE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-2,000	Closed	-$37K	–	866
2016 Q3	$37K	Hold	2,000	–	–	0.01%	611
2016 Q2	$37K	Hold	2,000	–	–	0.01%	545
2016 Q1	$36K	Hold	2,000	–	–	0.01%	515
2015 Q4	$36K	Hold	2,000	–	–	0.01%	427
2015 Q3	$34K	Sell	2,000 -1,627	-45%	-$30.2K	0.01%	418
2015 Q2	$70K	Hold	3,627	–	–	0.02%	286
2015 Q1	$72K	Hold	3,627	–	–	0.02%	260
2014 Q4	$75K	Hold	3,627	–	–	0.02%	242
2014 Q3	$72K	Hold	3,627	–	–	0.02%	218
2014 Q2	$73K	Hold	3,627	–	–	0.03%	212
2014 Q1	$71K	Buy	3,627 +2,000	+123%	+$38.5K	0.03%	157
2013 Q4	$32K	Hold	1,627	–	–	0.01%	279
2013 Q3	$30K	Buy	1,627 +1,070	+192%	+$19.9K	0.01%	282
2013 Q2	$10K	Buy	+557	New	+$10.3K	0.01%	330

Other funds holding NIE

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

SignatureFD's NIE Position: Q4 2016 in Review

SignatureFD sold out of Virtus Equity & Convertible Income Fund (NIE) in Q4 2016, closing a stake of 2,000 shares — an estimated $37K sold.

SignatureFD first reported a position in NIE in Q2 2013 and held it in 14 quarters. The position peaked at $75K in Q4 2014. 54 funds tracked by Wall St. Rank hold NIE as of Q4 2016.

SignatureFD reported no remaining Virtus Equity & Convertible Income Fund position as of Q4 2016 after selling out during the quarter.
SignatureFD sold 2,000 Virtus Equity & Convertible Income Fund shares in Q4 2016, an estimated $37K.
SignatureFD first reported a position in Virtus Equity & Convertible Income Fund in Q2 2013 and held it in 14 quarters.
SignatureFD's Virtus Equity & Convertible Income Fund position peaked at $75K in Q4 2014.
54 funds tracked by Wall St. Rank held Virtus Equity & Convertible Income Fund as of Q4 2016.

Based on SignatureFD's 13F filing for Q4 2016, filed 14 Feb 2017.