MFW
NIE

Mosaic Family Wealth’s Virtus Equity & Convertible Income Fund NIE Stock Holding History

Mosaic Family Wealth’s Portfolio NIE Stock Details NIE Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2016
Q3 		– Sell
-500
Closed -$10K – 771
2016
Q2 		$10K Hold
500
– – ﹤0.01% 532
2016
Q1 		$9K Hold
500
– – ﹤0.01% 538
2015
Q4 		$8K Buy
+500
New +$9.14K ﹤0.01% 549

Other funds holding NIE

KIM
Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Mosaic Family Wealth's NIE Position: Q3 2016 in Review

Mosaic Family Wealth sold out of Virtus Equity & Convertible Income Fund (NIE) in Q3 2016, closing a stake of 500 shares — an estimated $10K sold.

Mosaic Family Wealth first reported a position in NIE in Q4 2015 and held it in 3 quarters. The position peaked at $10K in Q2 2016. 54 funds tracked by Wall St. Rank hold NIE as of Q3 2016.

  • Mosaic Family Wealth reported no remaining Virtus Equity & Convertible Income Fund position as of Q3 2016 after selling out during the quarter.
  • Mosaic Family Wealth sold 500 Virtus Equity & Convertible Income Fund shares in Q3 2016, an estimated $10K.
  • Mosaic Family Wealth first reported a position in Virtus Equity & Convertible Income Fund in Q4 2015 and held it in 3 quarters.
  • Mosaic Family Wealth's Virtus Equity & Convertible Income Fund position peaked at $10K in Q2 2016.
  • 54 funds tracked by Wall St. Rank held Virtus Equity & Convertible Income Fund as of Q3 2016.

Based on Mosaic Family Wealth's 13F filing for Q3 2016, filed 16 Nov 2016.