Shepherd Kaplan Krochuk’s Virtus Equity & Convertible Income Fund NIE Stock Holding History

Shepherd Kaplan Krochuk’s Portfolio NIE Stock Details NIE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-9,700	Closed	-$216K	–	245
2018 Q2	$216K	Hold	9,700	–	–	0.13%	163
2018 Q1	$201K	Hold	9,700	–	–	0.12%	189
2017 Q4	$205K	Sell	9,700 -1,500	-13%	-$31.4K	0.13%	182
2017 Q3	$232K	Sell	11,200 -1,400	-11%	-$28.2K	0.19%	144
2017 Q2	$249K	Hold	12,600	–	–	0.15%	147
2017 Q1	$243K	Hold	12,600	–	–	0.12%	146
2016 Q4	$232K	Sell	12,600 -4,360	-26%	-$80.4K	0.07%	158
2016 Q3	$317K	Hold	16,960	–	–	0.07%	194
2016 Q2	$312K	Hold	16,960	–	–	0.08%	177
2016 Q1	$309K	Hold	16,960	–	–	0.1%	163
2015 Q4	$305K	Buy	16,960 +270	+2%	+$4.93K	0.08%	197
2015 Q3	$287K	Hold	16,690	–	–	0.08%	189
2015 Q2	$322K	Hold	16,690	–	–	0.06%	225
2015 Q1	$331K	Hold	16,690	–	–	0.06%	221
2014 Q4	$345K	Hold	16,690	–	–	0.06%	256
2014 Q3	$332K	Hold	16,690	–	–	0.04%	282
2014 Q2	$337K	Buy	16,690 +1,710	+11%	+$34K	0.04%	296
2014 Q1	$291K	Hold	14,980	–	–	0.03%	329
2013 Q4	$292K	Hold	14,980	–	–	0.04%	325
2013 Q3	$278K	Buy	+14,980	New	+$279K	0.04%	320

Other funds holding NIE

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

CWM

Cornerstone Wealth Management St. Peters, Missouri $2B AUM 19.19% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Shepherd Kaplan Krochuk's NIE Position: Q3 2018 in Review

Shepherd Kaplan Krochuk sold out of Virtus Equity & Convertible Income Fund (NIE) in Q3 2018, closing a stake of 9,700 shares — an estimated $216K sold.

Shepherd Kaplan Krochuk first reported a position in NIE in Q3 2013 and held it in 20 quarters. The position peaked at $345K in Q4 2014. 54 funds tracked by Wall St. Rank hold NIE as of Q3 2018.

Shepherd Kaplan Krochuk reported no remaining Virtus Equity & Convertible Income Fund position as of Q3 2018 after selling out during the quarter.
Shepherd Kaplan Krochuk sold 9,700 Virtus Equity & Convertible Income Fund shares in Q3 2018, an estimated $216K.
Shepherd Kaplan Krochuk first reported a position in Virtus Equity & Convertible Income Fund in Q3 2013 and held it in 20 quarters.
Shepherd Kaplan Krochuk's Virtus Equity & Convertible Income Fund position peaked at $345K in Q4 2014.
54 funds tracked by Wall St. Rank held Virtus Equity & Convertible Income Fund as of Q3 2018.

Based on Shepherd Kaplan Krochuk's 13F filing for Q3 2018, filed 14 Nov 2018.