NIE

Virtus Equity & Convertible Income Fund
NIE

Overview Fund Activity

54 hedge funds and large institutions have $108M invested in Virtus Equity & Convertible Income Fund in 2016 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 15 increasing their positions, 18 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
54
Holders Change
+1
Holders Change %
+1.89%
% of All Funds
1.44%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
15
Reduced
18
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$8.18M
2
UBS Group
2
UBS Group
Switzerland
$5.43M
3
NPC
3
National Planning Corporation
California
$212K
4
CA
4
Cetera Advisors
Colorado
$402K
5
PNC Financial Services Group
5
PNC Financial Services Group
Pennsylvania
$1.14M

Top Sellers

1
PPA
1
Parametric Portfolio Associates
Washington
$0
2
RCM
2
Rivernorth Capital Management
Florida
$9.4M
3
KIM
3
Karpus Investment Management
New York
$22.9M
4
LPL Financial
4
LPL Financial
California
$1.52M
5
AAM
5
Advisors Asset Management
Colorado
$17M
Name Holding Trade Value Shares
Change 		Shares
Change %
SKK
26
Shepherd Kaplan Krochuk
Massachusetts
$312K – – –
UCFA
27
United Capital Financial Advisors
Texas
$309K – – –
PCM
28
Pointe Capital Management
Michigan
$298K -$40.4K -2,200 -12%
LCM
29
Landscape Capital Management
New Jersey
$244K -$1.05M -56,789 -81%
TPW
30
Tiller Private Wealth
Pennsylvania
$237K +$809 +44 +0.3%
Citigroup
31
Citigroup
New York
$225K -$32.1K -1,743 -12%
NPC
32
National Planning Corporation
California
$212K +$212K +11,086 New
LTFS
33
Ladenburg Thalmann Financial Services
Florida
$192K -$16.2K -879 -8%
AG
34
Advisor Group
Arizona
$143K +$143K +7,850 New
BFEC
35
Benjamin F. Edwards & Company
Missouri
$130K +$130K +7,049 New
Envestnet Asset Management
36
Envestnet Asset Management
Illinois
$48K -$10.2K -554 -17%
Deutsche Bank
37
Deutsche Bank
Germany
$46K -$9.02K -500 -16%
GWM
38
Geneos Wealth Management
Colorado
$46K +$5.1K +280 +12%
DADC
39
D.A. Davidson & Co
Montana
$45K – – –
S
40
SignatureFD
Georgia
$37K – – –
TJHA
41
Thomas J. Herzfeld Advisors
Florida
$37K – – –
BBPWM
42
Blue Bell Private Wealth Management
Pennsylvania
$35K -$84.8K -4,487 -71%
CWM
43
Cedar Wealth Management
California
$31K – – –
IA
44
IFP Advisors
Florida
$25K -$4.31K -231 -15%
CTC
45
Central Trust Company
Missouri
$23K – – –
EWM
46
Edge Wealth Management
New York
$19K – – –
Bank of Montreal
47
Bank of Montreal
Ontario, Canada
$14K – – –
MFS
48
MSI Financial Services
Massachusetts
$11K +$6.25K +336 +132%
MFW
49
Mosaic Family Wealth
Missouri
$10K – – –
TCM
50
TD Capital Management
Tennessee
$5K +$5K +291 New
1
2
3