MMD

MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD

Overview Fund Activity

35 hedge funds and large institutions have $56.9M invested in MainStay MacKay DefinedTerm Municipal Opportunities Fund in 2015 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 9 increasing their positions, 12 reducing their positions, and 3 closing their positions.

Holders
35
Holders Change
+6
Holders Change %
+20.69%
% of All Funds
0.92%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
9
Increased
9
Reduced
12
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
1
Robinson Capital Management
Michigan
$2.66M
2
NPC
2
National Planning Corporation
California
$913K
3
UBS Group
3
UBS Group
Switzerland
$5.69M
4
SG Americas Securities
4
SG Americas Securities
New York
$511K
5
GC
5
Guggenheim Capital
Illinois
$2.51M

Top Sellers

1
LSA
1
Liberty Street Advisors
New York
$0
2
VKH
2
Virtu KCG Holdings
New York
$0
3
AIM
3
Allen Investment Management
New York
$0
4
Wells Fargo
4
Wells Fargo
California
$2.37M
5
AI
5
ArchPoint Investors
Florida
$2.45M
Name Market Value Shares Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$13.1M 693,886 -1,503 -0.2%
RJA
2
Raymond James & Associates
Florida
$8.39M 445,291 +18,924 +4%
Morgan Stanley
3
Morgan Stanley
New York
$7.23M 383,949 -5,342 -1%
UBS Group
4
UBS Group
Switzerland
$5.69M 302,057 +30,626 +11%
AAM
5
Advisors Asset Management
Colorado
$3.33M 177,027 -6,817 -4%
RCM
6
Robinson Capital Management
Michigan
$2.66M 141,373 +141,373 New
GC
7
Guggenheim Capital
Illinois
$2.51M 133,109 +25,861 +24%
AI
8
ArchPoint Investors
Florida
$2.45M 130,256 -7,000 -5%
Wells Fargo
9
Wells Fargo
California
$2.37M 125,790 -10,643 -8%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$1.9M 100,707 +13,548 +16%
NPC
11
National Planning Corporation
California
$913K 47,480 +47,480 New
VanEck Associates
12
VanEck Associates
New York
$661K 35,110 +4,246 +14%
LPL Financial
13
LPL Financial
California
$653K 34,510 +12,470 +57%
First Trust Advisors
14
First Trust Advisors
Illinois
$611K 32,461 -3,052 -9%
UR
15
USCA RIA
Texas
$595K 31,600 -1,000 -3%
SG Americas Securities
16
SG Americas Securities
New York
$511K 27,112 +27,112 New
PNC Financial Services Group
17
PNC Financial Services Group
Pennsylvania
$415K 22,000 +20,000 +1,000%
SFWA
18
Summit Financial Wealth Advisors
Louisiana
$410K 21,800 – –
CA
19
Cetera Advisors
Colorado
$397K 21,130 -1,781 -8%
TPWA
20
TRUE Private Wealth Advisors
Oregon
$375K 19,900 +19,900 New
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$359K 19,043 +1,191 +7%
Squarepoint
22
Squarepoint
New York
$273K 14,500 +14,500 New
BTS
23
BB&T Securities
Virginia
$266K 14,150 -1,300 -8%
HighTower Advisors
24
HighTower Advisors
Illinois
$260K 13,849 -1,375 -9%
ASN
25
Advisory Services Network
Georgia
$245K 13,000 +13,000 New
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