MMD

MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD

Overview Fund Activity

32 hedge funds and large institutions have $55.9M invested in MainStay MacKay DefinedTerm Municipal Opportunities Fund in 2016 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 12 increasing their positions, 10 reducing their positions, and 6 closing their positions.

Holders
32
Holders Change
-3
Holders Change %
-8.57%
% of All Funds
0.85%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
3
Increased
12
Reduced
10
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GC
1
Guggenheim Capital
Illinois
$5M
2
AAM
2
Advisors Asset Management
Colorado
$4.09M
3
UR
3
USCA RIA
Texas
$1.15M
4
RJFSA
4
Raymond James Financial Services Advisors
Florida
$2.5M
5
Morgan Stanley
5
Morgan Stanley
New York
$7.93M

Top Sellers

1
AI
1
ArchPoint Investors
Florida
$758K
2
Bank of America
2
Bank of America
North Carolina
$11.9M
3
RCM
3
Robinson Capital Management
Michigan
$1.11M
4
RJA
4
Raymond James & Associates
Florida
$7.3M
5
NPC
5
National Planning Corporation
California
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$11.9M 603,175 -90,711 -13%
Morgan Stanley
2
Morgan Stanley
New York
$7.93M 403,345 +19,396 +5%
RJA
3
Raymond James & Associates
Florida
$7.3M 371,618 -73,673 -17%
UBS Group
4
UBS Group
Switzerland
$6.3M 320,636 +18,579 +6%
GC
5
Guggenheim Capital
Illinois
$5M 254,315 +121,206 +91%
AAM
6
Advisors Asset Management
Colorado
$4.09M 208,062 +31,035 +18%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$2.5M 127,376 +26,669 +26%
Wells Fargo
8
Wells Fargo
California
$2.36M 120,182 -5,608 -4%
UR
9
USCA RIA
Texas
$1.15M 58,539 +26,939 +85%
RCM
10
Robinson Capital Management
Michigan
$1.11M 56,637 -84,736 -60%
LPL Financial
11
LPL Financial
California
$1.03M 52,006 +17,496 +51%
VanEck Associates
12
VanEck Associates
New York
$936K 47,641 +12,531 +36%
AI
13
ArchPoint Investors
Florida
$758K 38,583 -91,673 -70%
First Trust Advisors
14
First Trust Advisors
Illinois
$583K 29,654 -2,807 -9%
SFWA
15
Summit Financial Wealth Advisors
Louisiana
$438K 22,300 +500 +2%
CA
16
Cetera Advisors
Colorado
$411K 20,914 -216 -1%
TPWA
17
TRUE Private Wealth Advisors
Oregon
$391K 19,900 – –
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$361K 18,372 -671 -4%
HighTower Advisors
19
HighTower Advisors
Illinois
$312K 15,903 +2,054 +15%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$304K 15,457 +15,457 New
ASN
21
Advisory Services Network
Georgia
$255K 13,000 – –
VKH
22
Virtu KCG Holdings
New York
$202K 10,279 +10,279 New
Citigroup
23
Citigroup
New York
$102K 5,180 +3,771 +268%
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$85K 4,330 – –
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
$46K 2,350 -19,650 -89%
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