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MMD

MainStay MacKay DefinedTerm Municipal Opportunities Fund

27 hedge funds and large institutions have $34.4M invested in MainStay MacKay DefinedTerm Municipal Opportunities Fund in 2013 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 8 increasing their positions, 5 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

175% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 4

60% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 5

35% more funds holding

Funds holding: 2027 (+7)

33% more capital invested

Capital invested by funds: $25.8M → $34.4M (+$8.63M)

2.17% more ownership

Funds ownership: 4.35%6.53% (+2.2%)

Holders
27
Holders Change
+7
Holders Change %
+35%
% of All Funds
0.78%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
11
Increased
8
Reduced
5
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$7.07M +$2M +127,630 +40%
BTS
2
BB&T Securities
Virginia
$6.73M -$40.7K -2,600 -6%
Bank of America
3
Bank of America
North Carolina
$4.08M +$68.4K +4,364 +2%
AAM
4
Advisors Asset Management
Colorado
$2.49M -$191K -12,199 -7%
AI
5
ArchPoint Investors
Florida
$1.91M +$1.89M +120,881 New
RJA
6
Raymond James & Associates
Florida
$1.89M +$1.35M +86,095 +255%
FIMG
7
Financial & Investment Management Group
Michigan
$1.57M +$1.57M +99,873 New
GC
8
Guggenheim Capital
Illinois
$1.47M +$559K +35,690 +62%
CA
9
Cetera Advisors
Colorado
$1.2M +$112K +7,116 +10%
MIG
10
Mariner Investment Group
New York
$958K +$952K +60,740 New
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$865K +$225K +14,330 +35%
VKH
12
Virtu KCG Holdings
New York
$626K +$622K +39,708 New
U
13
UBS
Switzerland
$579K -$371K -23,700 -39%
Wells Fargo
14
Wells Fargo
California
$567K +$364K +23,212 +182%
First Trust Advisors
15
First Trust Advisors
Illinois
$475K -$103K -6,541 -18%
LPL Financial
16
LPL Financial
California
$440K -$391K -24,964 -47%
AW
17
ACG Wealth
Georgia
$288K +$286K +18,280 New
VanEck Associates
18
VanEck Associates
New York
$276K +$46.4K +2,961 +20%
OC
19
Oppenheimer & Co
New York
$222K +$220K +14,056 New
AQR Capital Management
20
AQR Capital Management
Connecticut
$194K +$193K +12,300 New
SAM
21
SignalPoint Asset Management
Missouri
$181K +$180K +11,500 New
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$144K +$143K +9,100 New
Citigroup
23
Citigroup
New York
$59K
Bank of Montreal
24
Bank of Montreal
Ontario, Canada
$39K +$39.2K +2,500 New
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$32K