MMD

MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD

Overview Fund Activity

41 hedge funds and large institutions have $80.2M invested in MainStay MacKay DefinedTerm Municipal Opportunities Fund in 2020 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 20 increasing their positions, 11 reducing their positions, and 6 closing their positions.

Holders
41
Holders Change
–
Holders Change %
0%
% of All Funds
0.91%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
20
Reduced
11
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$18.3M
2
Osaic Holdings
2
Osaic Holdings
Arizona
$1.68M
3
RJA
3
Raymond James & Associates
Florida
$11.8M
4
UBS Group
4
UBS Group
Switzerland
$2.77M
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$5.04M

Top Sellers

1
RJFSA
1
Raymond James Financial Services Advisors
Florida
$0
2
First Trust Advisors
2
First Trust Advisors
Illinois
$348K
3
BP
3
Ballentine Partners
Massachusetts
$0
4
Invesco
4
Invesco
Georgia
$258K
5
VanEck Associates
5
VanEck Associates
New York
$1.26M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$18.3M 954,005 +114,756 +14%
Bank of America
2
Bank of America
North Carolina
$17.1M 887,019 +2,659 +0.3%
RJA
3
Raymond James & Associates
Florida
$11.8M 611,535 +76,653 +14%
Wells Fargo
4
Wells Fargo
California
$6.33M 329,030 +19,094 +6%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$5.04M 261,983 +30,303 +13%
UBS Group
6
UBS Group
Switzerland
$2.77M 144,175 +32,593 +29%
UR
7
USCA RIA
Texas
$1.81M 93,918 -1,585 -2%
Osaic Holdings
8
Osaic Holdings
Arizona
$1.68M 87,542 +87,542 New
Northwestern Mutual Wealth Management
9
Northwestern Mutual Wealth Management
Wisconsin
$1.65M 85,713 -14,364 -14%
VanEck Associates
10
VanEck Associates
New York
$1.26M 65,318 -19,119 -23%
LPL Financial
11
LPL Financial
California
$1.2M 62,531 -2,454 -4%
SFWA
12
Summit Financial Wealth Advisors
Louisiana
$1.17M 63,471 +6,000 +10%
PMG
13
ProVise Management Group
Florida
$1.12M 58,390 +8,150 +16%
Stifel Financial
14
Stifel Financial
Missouri
$864K 44,986 +7,515 +20%
ASN
15
Advisory Services Network
Georgia
$748K 38,883 – –
LFS
16
Legacy Financial Strategies
Kansas
$732K 38,074 +1,222 +3%
GC
17
Guggenheim Capital
Illinois
$726K 37,758 -2,686 -7%
CA
18
Cetera Advisors
Colorado
$536K 27,855 +340 +1%
Ameriprise
19
Ameriprise
Minnesota
$505K 26,294 +2,768 +12%
PWS
20
Private Wealth Strategies
Ohio
$495K 25,740 +305 +1%
SWP
21
Stratos Wealth Partners
Ohio
$494K 25,700 – –
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$482K 25,070 +1,830 +8%
GSWM
23
Golden State Wealth Management
California
$394K 20,507 +20,507 New
First Trust Advisors
24
First Trust Advisors
Illinois
$348K 18,104 -23,846 -57%
PGWM
25
Parisi Gray Wealth Management
New Jersey
$348K 18,102 +18,102 New
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