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MMD

MainStay MacKay DefinedTerm Municipal Opportunities Fund

45 hedge funds and large institutions have $82.7M invested in MainStay MacKay DefinedTerm Municipal Opportunities Fund in 2018 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 16 increasing their positions, 12 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 2

33% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 12

5% more funds holding

Funds holding: 4345 (+2)

4% more capital invested

Capital invested by funds: $79.8M → $82.7M (+$2.88M)

0.62% more ownership

Funds ownership: 14.75%15.37% (+0.62%)

Holders
45
Holders Change
+2
Holders Change %
+4.65%
% of All Funds
1%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
16
Reduced
12
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$19.7M +$1.29M +66,484 +7%
Morgan Stanley
2
Morgan Stanley
New York
$14.6M +$1.88M +96,835 +15%
RJA
3
Raymond James & Associates
Florida
$10M -$166K -8,569 -2%
UBS Group
4
UBS Group
Switzerland
$4.46M -$82.9K -4,266 -2%
Wells Fargo
5
Wells Fargo
California
$4.32M +$1.13M +58,025 +36%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$3.96M +$174K +8,964 +5%
Invesco
7
Invesco
Georgia
$3.72M -$688K -35,408 -16%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$3.62M +$285K +14,651 +9%
GC
9
Guggenheim Capital
Illinois
$2.62M -$330K -16,985 -11%
UR
10
USCA RIA
Texas
$1.91M
Northwestern Mutual Wealth Management
11
Northwestern Mutual Wealth Management
Wisconsin
$1.79M +$86.4K +4,450 +5%
AAM
12
Advisors Asset Management
Colorado
$1.33M -$382K -19,650 -22%
VanEck Associates
13
VanEck Associates
New York
$1.09M -$159K -8,207 -13%
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$1.08M +$49.9K +2,570 +5%
First Trust Advisors
15
First Trust Advisors
Illinois
$956K -$187K -9,649 -16%
ASN
16
Advisory Services Network
Georgia
$732K
SFWA
17
Summit Financial Wealth Advisors
Louisiana
$727K +$25.3K +1,300 +4%
RIA
18
Regal Investment Advisors
Michigan
$633K +$68.3K +3,515 +12%
LPL Financial
19
LPL Financial
California
$547K +$35.5K +1,826 +7%
SWP
20
Stratos Wealth Partners
Ohio
$468K
Stifel Financial
21
Stifel Financial
Missouri
$450K +$127K +6,552 +39%
CA
22
Cetera Advisors
Colorado
$402K
LFS
23
Legacy Financial Strategies
Kansas
$316K +$30.4K +1,567 +11%
Ameriprise
24
Ameriprise
Minnesota
$306K -$10.3K -532 -3%
Janney Montgomery Scott
25
Janney Montgomery Scott
Pennsylvania
$289K +$1.09K +56 +0.4%