USCA RIA’s MainStay MacKay DefinedTerm Municipal Opportunities Fund MMD Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q2	$691K	Hold	30,924	–	–	0.04%	349
2021 Q1	$686K	Hold	30,924	–	–	0.05%	335
2020 Q4	$674K	Sell	30,924 -2,000	-6%	-$42.4K	0.05%	285
2020 Q3	$682K	Sell	32,924 -7,755	-19%	-$163K	0.05%	247
2020 Q2	$829K	Sell	40,679 -53,239	-57%	-$1.06M	0.07%	222
2020 Q1	$1.81M	Sell	93,918 -1,585	-2%	-$33.2K	0.21%	111
2019 Q4	$2.01M	Hold	95,503	–	–	0.18%	163
2019 Q3	$2M	Hold	95,503	–	–	0.2%	146
2019 Q2	$1.99M	Hold	95,503	–	–	0.2%	143
2019 Q1	$1.94M	Sell	95,503 -2,130	-2%	-$42.3K	0.21%	143
2018 Q4	$1.91M	Hold	97,633	–	–	0.25%	124
2018 Q3	$1.92M	Buy	97,633 +1,930	+2%	+$37.9K	0.2%	158
2018 Q2	$1.86M	Buy	95,703 +14,104	+17%	+$271K	0.2%	153
2018 Q1	$1.54M	Buy	81,599 +3,577	+5%	+$68.7K	0.17%	168
2017 Q4	$1.55M	Buy	78,022 +4,816	+7%	+$95K	0.17%	152
2017 Q3	$1.44M	Hold	73,206	–	–	0.19%	157
2017 Q2	$1.44M	Buy	73,206 +3,238	+5%	+$63.7K	0.18%	158
2017 Q1	$1.35M	Buy	69,968 +18,719	+37%	+$354K	0.2%	153
2016 Q4	$938K	Sell	51,249 -6,995	-12%	-$132K	0.14%	170
2016 Q3	$1.19M	Sell	58,244 -370	-0.6%	-$7.58K	0.2%	143
2016 Q2	$1.21M	Buy	58,614 +75	+0.1%	+$1.5K	0.2%	142
2016 Q1	$1.15M	Buy	58,539 +26,939	+85%	+$518K	0.21%	141
2015 Q4	$595K	Sell	31,600 -1,000	-3%	-$18.1K	0.13%	181
2015 Q3	$578K	Buy	32,600 +5,000	+18%	+$87.3K	0.15%	169
2015 Q2	$476K	Sell	27,600 -11,000	-28%	-$202K	0.13%	185
2015 Q1	$717K	Buy	38,600 +15,600	+68%	+$290K	0.19%	139
2014 Q4	$418K	Buy	23,000 +9,000	+64%	+$163K	0.12%	205
2014 Q3	$250K	Buy	+14,000	New	+$246K	0.08%	263