MMD

MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD

Overview Fund Activity

41 hedge funds and large institutions have $87.4M invested in MainStay MacKay DefinedTerm Municipal Opportunities Fund in 2019 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 23 increasing their positions, 10 reducing their positions, and 3 closing their positions.

Holders
41
Holders Change
-1
Holders Change %
-2.38%
% of All Funds
0.81%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
23
Reduced
10
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$17.7M
2
PWS
2
Private Wealth Strategies
Ohio
$535K
3
RJA
3
Raymond James & Associates
Florida
$11.2M
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$4.87M
5
LFS
5
Legacy Financial Strategies
Kansas
$775K

Top Sellers

1
GC
1
Guggenheim Capital
Illinois
$851K
2
Invesco
2
Invesco
Georgia
$745K
3
GSWM
3
Golden State Wealth Management
California
$0
4
Bank of America
4
Bank of America
North Carolina
$18.6M
5
Wells Fargo
5
Wells Fargo
California
$6.52M
Name Market Value Shares Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$18.6M 884,360 -19,775 -2%
Morgan Stanley
2
Morgan Stanley
New York
$17.7M 839,249 +28,018 +3%
RJA
3
Raymond James & Associates
Florida
$11.2M 534,882 +24,623 +5%
Wells Fargo
4
Wells Fargo
California
$6.52M 309,936 -15,646 -5%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$4.87M 231,680 +16,812 +8%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$4.31M 204,730 +346 +0.2%
UBS Group
7
UBS Group
Switzerland
$2.35M 111,582 +10,480 +10%
Northwestern Mutual Wealth Management
8
Northwestern Mutual Wealth Management
Wisconsin
$2.11M 100,077 +3,919 +4%
UR
9
USCA RIA
Texas
$2.01M 95,503 – –
VanEck Associates
10
VanEck Associates
New York
$1.78M 84,437 +3,698 +5%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$1.53M 72,614 -6,659 -8%
LPL Financial
12
LPL Financial
California
$1.37M 64,985 +1,008 +2%
SFWA
13
Summit Financial Wealth Advisors
Louisiana
$1.25M 57,471 +1,000 +2%
PMG
14
ProVise Management Group
Florida
$1.06M 50,240 +4,455 +10%
First Trust Advisors
15
First Trust Advisors
Illinois
$882K 41,950 -3,428 -8%
GC
16
Guggenheim Capital
Illinois
$851K 40,444 -40,907 -50%
ASN
17
Advisory Services Network
Georgia
$818K 38,883 +1,383 +4%
Stifel Financial
18
Stifel Financial
Missouri
$788K 37,471 +1,655 +5%
LFS
19
Legacy Financial Strategies
Kansas
$775K 36,852 +15,133 +70%
Invesco
20
Invesco
Georgia
$745K 35,431 -31,290 -47%
AG
21
Advisor Group
Arizona
$652K 31,014 +5,897 +23%
CA
22
Cetera Advisors
Colorado
$580K 27,515 +2,710 +11%
SWP
23
Stratos Wealth Partners
Ohio
$540K 25,700 – –
PWS
24
Private Wealth Strategies
Ohio
$535K 25,435 +25,435 New
Ameriprise
25
Ameriprise
Minnesota
$495K 23,526 +1,600 +7%
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