MMD

MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD

Overview Fund Activity

28 hedge funds and large institutions have $48.5M invested in MainStay MacKay DefinedTerm Municipal Opportunities Fund in 2015 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 13 increasing their positions, 6 reducing their positions, and 8 closing their positions.

Holders
28
Holders Change
-3
Holders Change %
-9.68%
% of All Funds
0.75%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
13
Reduced
6
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJA
1
Raymond James & Associates
Florida
$5.86M
2
UBS Group
2
UBS Group
Switzerland
$3.99M
3
LSA
3
Liberty Street Advisors
New York
$1.04M
4
DA
4
Doliver Advisors
Texas
$457K
5
Comerica Bank
5
Comerica Bank
Texas
$297K

Top Sellers

1
Commonwealth Equity Services
1
Commonwealth Equity Services
Massachusetts
$0
2
SG Americas Securities
2
SG Americas Securities
New York
$0
3
NPC
3
National Planning Corporation
California
$0
4
Wells Fargo
4
Wells Fargo
California
$3.08M
5
AAM
5
Advisors Asset Management
Colorado
$2.72M
Name Market Value Shares Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$9.57M 515,076 +2,788 +0.5%
Morgan Stanley
2
Morgan Stanley
New York
$7.41M 398,937 -14,505 -4%
RJA
3
Raymond James & Associates
Florida
$5.86M 315,235 +80,448 +34%
BTS
4
BB&T Securities
Virginia
$4.45M 23,968 +802 +3%
UBS Group
5
UBS Group
Switzerland
$3.99M 214,970 +46,610 +28%
Wells Fargo
6
Wells Fargo
California
$3.08M 165,932 -31,976 -16%
GC
7
Guggenheim Capital
Illinois
$2.83M 152,431 -16,355 -10%
AAM
8
Advisors Asset Management
Colorado
$2.72M 146,505 -20,810 -12%
AI
9
ArchPoint Investors
Florida
$2.55M 137,256 +8,275 +6%
LSA
10
Liberty Street Advisors
New York
$1.04M 56,208 +41,347 +278%
CA
11
Cetera Advisors
Colorado
$777K 41,933 -4,132 -9%
UR
12
USCA RIA
Texas
$717K 38,600 +15,600 +68%
First Trust Advisors
13
First Trust Advisors
Illinois
$672K 36,159 +971 +3%
VanEck Associates
14
VanEck Associates
New York
$479K 25,802 +3,115 +14%
DA
15
Doliver Advisors
Texas
$457K 24,576 +24,576 New
LPL Financial
16
LPL Financial
California
$433K 23,218 +2,756 +13%
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
$341K 18,363 +8,101 +79%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$304K 16,384 – –
Comerica Bank
19
Comerica Bank
Texas
$297K 16,000 +16,000 New
ACM
20
Aviance Capital Management
Florida
$238K 12,801 +134 +1%
Citigroup
21
Citigroup
New York
$95K 5,091 +21 +0.4%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$71K 3,800 -3,300 -46%
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$37K 2,000 +2,000 New
AIM
24
Advantage Investment Management
Iowa
$33K 1,800 +1,800 New
IWM
25
Integrated Wealth Management
California
$26K 1,400 +1,400 New
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