MMD

MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD

Overview Fund Activity

32 hedge funds and large institutions have $68.8M invested in MainStay MacKay DefinedTerm Municipal Opportunities Fund in 2016 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 17 increasing their positions, 8 reducing their positions, and 1 closing their positions.

Holders
32
Holders Change
–
Holders Change %
0%
% of All Funds
0.86%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
1
Increased
17
Reduced
8
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$15.5M
2
RCM
2
Robinson Capital Management
Michigan
$3.31M
3
Janney Montgomery Scott
3
Janney Montgomery Scott
Pennsylvania
$369K
4
Morgan Stanley
4
Morgan Stanley
New York
$8.55M
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$3.27M

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$4.03M
2
DA
2
Doliver Advisors
Texas
$231K
3
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$0
4
GC
4
Guggenheim Capital
Illinois
$9.43M
5
HighTower Advisors
5
HighTower Advisors
Illinois
$214K
Name Market Value Shares Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$15.5M 764,283 +127,827 +20%
GC
2
Guggenheim Capital
Illinois
$9.43M 463,748 -3,898 -0.8%
Morgan Stanley
3
Morgan Stanley
New York
$8.55M 420,360 +14,774 +4%
RJA
4
Raymond James & Associates
Florida
$8.08M 397,111 +1,801 +0.5%
AAM
5
Advisors Asset Management
Colorado
$5.41M 266,194 +4,981 +2%
UBS Group
6
UBS Group
Switzerland
$4.03M 198,238 -114,551 -37%
RCM
7
Robinson Capital Management
Michigan
$3.31M 162,475 +61,245 +61%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$3.27M 160,501 +13,551 +9%
Wells Fargo
9
Wells Fargo
California
$2.66M 130,635 +4,912 +4%
VanEck Associates
10
VanEck Associates
New York
$1.6M 78,467 +8,895 +13%
UR
11
USCA RIA
Texas
$1.19M 58,244 -370 -0.6%
AI
12
ArchPoint Investors
Florida
$785K 38,583 – –
First Trust Advisors
13
First Trust Advisors
Illinois
$696K 34,220 +3,055 +10%
LPL Financial
14
LPL Financial
California
$617K 30,506 +5,732 +23%
SFWA
15
Summit Financial Wealth Advisors
Louisiana
$526K 25,850 +2,550 +11%
TPWA
16
TRUE Private Wealth Advisors
Oregon
$392K 19,900 – –
CA
17
Cetera Advisors
Colorado
$388K 19,115 -2,070 -10%
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$369K 18,139 +18,139 New
ASN
19
Advisory Services Network
Georgia
$346K 17,000 +4,000 +31%
RIA
20
Regal Investment Advisors
Michigan
$300K 14,733 +940 +7%
Stifel Financial
21
Stifel Financial
Missouri
$262K 12,807 +1,932 +18%
DA
22
Doliver Advisors
Texas
$231K 11,377 -41,870 -79%
HighTower Advisors
23
HighTower Advisors
Illinois
$214K 10,516 -3,333 -24%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$165K 8,133 -830 -9%
BIM
25
BlackRock Investment Management
Delaware
$106K 5,212 +5,000 +2,358%
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