MMD

MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD

Overview Fund Activity

38 hedge funds and large institutions have $77.6M invested in MainStay MacKay DefinedTerm Municipal Opportunities Fund in 2017 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 12 increasing their positions, 10 reducing their positions, and 4 closing their positions.

Holders
38
Holders Change
-1
Holders Change %
-2.56%
% of All Funds
0.95%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
12
Reduced
10
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Invesco
1
Invesco
Georgia
$3.99M
2
Northwestern Mutual Wealth Management
2
Northwestern Mutual Wealth Management
Wisconsin
$857K
3
AAM
3
Advisors Asset Management
Colorado
$5.09M
4
UBS Group
4
UBS Group
Switzerland
$4.29M
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$3.49M

Top Sellers

1
GC
1
Guggenheim Capital
Illinois
$7.23M
2
Bank of America
2
Bank of America
North Carolina
$18.4M
3
SI
3
Stephens Inc
Arkansas
$0
4
AI
4
ArchPoint Investors
Florida
$49K
5
Morgan Stanley
5
Morgan Stanley
New York
$10.8M
Name Market Value Shares Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$18.4M 918,542 -14,407 -2%
Morgan Stanley
2
Morgan Stanley
New York
$10.8M 537,027 -8,345 -2%
RJA
3
Raymond James & Associates
Florida
$8.6M 428,226 -6,642 -2%
GC
4
Guggenheim Capital
Illinois
$7.23M 360,102 -34,533 -9%
AAM
5
Advisors Asset Management
Colorado
$5.09M 253,810 +24,689 +11%
UBS Group
6
UBS Group
Switzerland
$4.29M 213,948 +18,549 +9%
Invesco
7
Invesco
Georgia
$3.99M 198,847 +53,408 +37%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$3.49M 173,813 +18,410 +12%
Wells Fargo
9
Wells Fargo
California
$3.18M 158,442 -2,087 -1%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$1.63M 81,414 +7,560 +10%
UR
11
USCA RIA
Texas
$1.44M 73,206 – –
First Trust Advisors
12
First Trust Advisors
Illinois
$1.17M 58,313 +2,513 +5%
VanEck Associates
13
VanEck Associates
New York
$1.14M 56,969 +3,483 +7%
Northwestern Mutual Wealth Management
14
Northwestern Mutual Wealth Management
Wisconsin
$857K 42,709 +27,847 +187%
SWP
15
Stratos Wealth Partners
Ohio
$699K 34,850 – –
ASN
16
Advisory Services Network
Georgia
$562K 28,000 – –
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
$539K 26,871 +10,062 +60%
SFWA
18
Summit Financial Wealth Advisors
Louisiana
$533K 26,550 -3,300 -11%
RIA
19
Regal Investment Advisors
Michigan
$471K 23,447 +1,737 +8%
TPWA
20
TRUE Private Wealth Advisors
Oregon
$399K 19,900 – –
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$355K 17,688 -743 -4%
CA
22
Cetera Advisors
Colorado
$316K 15,737 – –
LPL Financial
23
LPL Financial
California
$292K 14,539 +450 +3%
Ameriprise
24
Ameriprise
Minnesota
$273K 13,584 – –
Citigroup
25
Citigroup
New York
$270K 13,460 +710 +6%
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