Ladenburg Thalmann Financial Services’s NYLIM MacKay DefinedTerm Muni Opportunities Fund MMD Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio MMD Stock Details MMD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$1.53M	Sell	72,614 -6,659	-8%	-$139K	0.01%	1020
2019 Q3	$1.66M	Sell	79,273 -3,513	-4%	-$73.2K	0.01%	905
2019 Q2	$1.73M	Buy	82,786 +59	+0.1%	+$1.21K	0.01%	878
2019 Q1	$1.68M	Buy	82,727 +27,490	+50%	+$546K	0.01%	864
2018 Q4	$1.08M	Buy	55,237 +2,570	+5%	+$49.9K	0.01%	1002
2018 Q3	$1.03M	Buy	52,667 +7,685	+17%	+$151K	0.01%	1101
2018 Q2	$846K	Hold	44,982	–	–	0.01%	1165
2018 Q1	$846K	Buy	44,982 +18,791	+72%	+$361K	0.01%	1165
2017 Q4	$519K	Buy	26,191 +8,503	+48%	+$168K	0.01%	1524
2017 Q3	$355K	Sell	17,688 -743	-4%	-$14.9K	﹤0.01%	1683
2017 Q2	$363K	Buy	18,431 +12,797	+227%	+$252K	﹤0.01%	1599
2017 Q1	$109K	Hold	5,634	–	–	﹤0.01%	2344
2016 Q4	$103K	Buy	5,634 +1,375	+32%	+$26K	﹤0.01%	2302
2016 Q3	$86K	Sell	4,259 -1,071	-20%	-$21.9K	﹤0.01%	2365
2016 Q2	$110K	Buy	5,330 +1,000	+23%	+$20.1K	﹤0.01%	2089
2016 Q1	$85K	Hold	4,330	–	–	﹤0.01%	2179
2015 Q4	$81K	Buy	4,330 +1,730	+67%	+$31.3K	﹤0.01%	2217
2015 Q3	$46K	Buy	2,600 +1,600	+160%	+$27.9K	﹤0.01%	2527
2015 Q2	$17K	Hold	1,000	–	–	﹤0.01%	3339
2015 Q1	$19K	Hold	1,000	–	–	﹤0.01%	3215
2014 Q4	$18K	Hold	1,000	–	–	﹤0.01%	3058
2014 Q3	$18K	Hold	1,000	–	–	﹤0.01%	2748
2014 Q2	$18K	Sell	1,000 -1,000	-50%	-$17.5K	﹤0.01%	2739
2014 Q1	$34K	Hold	2,000	–	–	﹤0.01%	2207
2013 Q4	$32K	Hold	2,000	–	–	﹤0.01%	2226
2013 Q3	$32K	Buy	+2,000	New	+$32.7K	﹤0.01%	2125

Other funds holding MMD

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $187B AUM 21.7% 1-Year Est. Return

USCA RIA Houston, Texas $1.65B AUM 39.8% 1-Year Est. Return

VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return

Ladenburg Thalmann Financial Services's MMD Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its NYLIM MacKay DefinedTerm Muni Opportunities Fund (MMD) stake by 8.4% in Q4 2019, selling an estimated $139K and leaving 72,614 shares worth $1.53M. The position accounts for 0.01% of the portfolio, ranked #1020.

Ladenburg Thalmann Financial Services first reported a position in MMD in Q3 2013 and has held it in 26 quarters since. The position peaked at $1.73M in Q2 2019. 41 funds tracked by Wall St. Rank hold MMD as of Q4 2019.

Ladenburg Thalmann Financial Services held 72,614 shares of NYLIM MacKay DefinedTerm Muni Opportunities Fund worth $1.53M as of Q4 2019.
Ladenburg Thalmann Financial Services sold 6,659 NYLIM MacKay DefinedTerm Muni Opportunities Fund shares in Q4 2019, an estimated $139K.
NYLIM MacKay DefinedTerm Muni Opportunities Fund made up 0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #1020 holding.
Ladenburg Thalmann Financial Services first reported a position in NYLIM MacKay DefinedTerm Muni Opportunities Fund in Q3 2013 and has held it in 26 quarters since.
Ladenburg Thalmann Financial Services's NYLIM MacKay DefinedTerm Muni Opportunities Fund position peaked at $1.73M in Q2 2019.
41 funds tracked by Wall St. Rank held NYLIM MacKay DefinedTerm Muni Opportunities Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.