MMD

MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD

Overview Fund Activity

32 hedge funds and large institutions have $67.9M invested in MainStay MacKay DefinedTerm Municipal Opportunities Fund in 2016 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 17 increasing their positions, 4 reducing their positions, and 4 closing their positions.

Holders
32
Holders Change
–
Holders Change %
0%
% of All Funds
0.86%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
17
Reduced
4
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GC
1
Guggenheim Capital
Illinois
$9.67M
2
DA
2
Doliver Advisors
Texas
$1.11M
3
AAM
3
Advisors Asset Management
Colorado
$5.4M
4
RCM
4
Robinson Capital Management
Michigan
$2.09M
5
Bank of America
5
Bank of America
North Carolina
$13.2M

Top Sellers

1
LPL Financial
1
LPL Financial
California
$516K
2
Janney Montgomery Scott
2
Janney Montgomery Scott
Pennsylvania
$0
3
VKH
3
Virtu KCG Holdings
New York
$0
4
UBS Group
4
UBS Group
Switzerland
$6.47M
5
Citigroup
5
Citigroup
New York
$30K
Name Market Value Shares Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$13.2M 636,456 +33,281 +6%
GC
2
Guggenheim Capital
Illinois
$9.67M 467,646 +213,331 +84%
Morgan Stanley
3
Morgan Stanley
New York
$8.39M 405,586 +2,241 +0.6%
RJA
4
Raymond James & Associates
Florida
$8.18M 395,310 +23,692 +6%
UBS Group
5
UBS Group
Switzerland
$6.47M 312,789 -7,847 -2%
AAM
6
Advisors Asset Management
Colorado
$5.4M 261,213 +53,151 +26%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$3.04M 146,950 +19,574 +15%
Wells Fargo
8
Wells Fargo
California
$2.6M 125,723 +5,541 +5%
RCM
9
Robinson Capital Management
Michigan
$2.09M 101,230 +44,593 +79%
VanEck Associates
10
VanEck Associates
New York
$1.44M 69,572 +21,931 +46%
UR
11
USCA RIA
Texas
$1.21M 58,614 +75 +0.1%
DA
12
Doliver Advisors
Texas
$1.11M 53,247 +53,247 New
AI
13
ArchPoint Investors
Florida
$798K 38,583 – –
First Trust Advisors
14
First Trust Advisors
Illinois
$644K 31,165 +1,511 +5%
LPL Financial
15
LPL Financial
California
$516K 24,774 -27,232 -52%
SFWA
16
Summit Financial Wealth Advisors
Louisiana
$482K 23,300 +1,000 +4%
CA
17
Cetera Advisors
Colorado
$437K 21,185 +271 +1%
TPWA
18
TRUE Private Wealth Advisors
Oregon
$411K 19,900 – –
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$321K 15,500 +43 +0.3%
HighTower Advisors
20
HighTower Advisors
Illinois
$286K 13,849 -2,054 -13%
RIA
21
Regal Investment Advisors
Michigan
$285K 13,793 +13,793 New
ASN
22
Advisory Services Network
Georgia
$269K 13,000 – –
Stifel Financial
23
Stifel Financial
Missouri
$225K 10,875 +10,875 New
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$185K 8,963 +7,371 +463%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$110K 5,330 +1,000 +23%
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