MMD

MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD

Overview Fund Activity

28 hedge funds and large institutions have $39.6M invested in MainStay MacKay DefinedTerm Municipal Opportunities Fund in 2014 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 11 increasing their positions, 5 reducing their positions, and 5 closing their positions.

Holders
28
Holders Change
+1
Holders Change %
+3.7%
% of All Funds
0.81%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
11
Reduced
5
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$2.57M
2
Cambridge Investment Research Advisors
2
Cambridge Investment Research Advisors
Iowa
$718K
3
GC
3
Guggenheim Capital
Illinois
$2.14M
4
U
4
UBS
Switzerland
$1.11M
5
Bank of America
5
Bank of America
North Carolina
$4.81M

Top Sellers

1
MIG
1
Mariner Investment Group
New York
$0
2
VKH
2
Virtu KCG Holdings
New York
$0
3
OC
3
Oppenheimer & Co
New York
$0
4
AQR Capital Management
4
AQR Capital Management
Connecticut
$0
5
SAM
5
SignalPoint Asset Management
Missouri
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$7.91M 466,280 +17,806 +4%
BTS
2
BB&T Securities
Virginia
$7.3M 43,000 +300 +0.7%
Bank of America
3
Bank of America
North Carolina
$4.81M 283,579 +24,616 +10%
Wells Fargo
4
Wells Fargo
California
$2.57M 151,685 +115,695 +321%
AAM
5
Advisors Asset Management
Colorado
$2.52M 148,323 -9,766 -6%
RJA
6
Raymond James & Associates
Florida
$2.37M 139,439 +19,560 +16%
GC
7
Guggenheim Capital
Illinois
$2.14M 126,258 +32,836 +35%
AI
8
ArchPoint Investors
Florida
$2.05M 120,881 – –
FIMG
9
Financial & Investment Management Group
Michigan
$1.68M 98,873 -1,000 -1%
CA
10
Cetera Advisors
Colorado
$1.29M 76,178 – –
U
11
UBS
Switzerland
$1.11M 65,209 +28,515 +78%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$970K 57,139 +2,306 +4%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$718K 42,301 +42,301 New
First Trust Advisors
14
First Trust Advisors
Illinois
$542K 31,966 +1,877 +6%
LPL Financial
15
LPL Financial
California
$403K 23,734 -4,168 -15%
AW
16
ACG Wealth
Georgia
$311K 18,352 +72 +0.4%
VanEck Associates
17
VanEck Associates
New York
$278K 16,405 -1,085 -6%
RBC
18
Ronald Blue & Co
Georgia
$187K 11,000 +11,000 New
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$149K 8,800 -300 -3%
Citigroup
20
Citigroup
New York
$85K 5,007 +1,257 +34%
Barclays
21
Barclays
United Kingdom
$59K 3,681 +3,681 New
Bank of Montreal
22
Bank of Montreal
Ontario, Canada
$42K 2,500 – –
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$34K 2,000 – –
TCM
24
Tradewinds Capital Management
Washington
$29K 1,700 – –
MWP
25
MYCIO Wealth Partners
Pennsylvania
$24K 1,425 – –
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