MMD

MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD

Overview Fund Activity

27 hedge funds and large institutions have $39.7M invested in MainStay MacKay DefinedTerm Municipal Opportunities Fund in 2014 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 12 increasing their positions, 10 reducing their positions, and 4 closing their positions.

Holders
27
Holders Change
-1
Holders Change %
-3.57%
% of All Funds
0.78%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
12
Reduced
10
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$7.02M
2
U
2
UBS
Switzerland
$1.82M
3
RJA
3
Raymond James & Associates
Florida
$3.11M
4
GC
4
Guggenheim Capital
Illinois
$2.73M
5
Barclays
5
Barclays
United Kingdom
$398K

Top Sellers

1
BTS
1
BB&T Securities
Virginia
$5.09M
2
Morgan Stanley
2
Morgan Stanley
New York
$6.76M
3
FIMG
3
Financial & Investment Management Group
Michigan
$371K
4
Cambridge Investment Research Advisors
4
Cambridge Investment Research Advisors
Iowa
$274K
5
AAM
5
Advisors Asset Management
Colorado
$2.37M
Name Market Value Shares Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$7.02M 393,370 +109,791 +39%
Morgan Stanley
2
Morgan Stanley
New York
$6.76M 378,777 -87,503 -19%
BTS
3
BB&T Securities
Virginia
$5.09M 28,550 -14,450 -34%
RJA
4
Raymond James & Associates
Florida
$3.11M 174,498 +35,059 +25%
Wells Fargo
5
Wells Fargo
California
$2.75M 153,967 +2,282 +2%
GC
6
Guggenheim Capital
Illinois
$2.73M 152,757 +26,499 +21%
AAM
7
Advisors Asset Management
Colorado
$2.37M 132,546 -15,777 -11%
AI
8
ArchPoint Investors
Florida
$2.19M 122,581 +1,700 +1%
U
9
UBS
Switzerland
$1.82M 102,169 +36,960 +57%
CA
10
Cetera Advisors
Colorado
$1.17M 65,448 -10,730 -14%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$1.01M 56,627 -512 -0.9%
First Trust Advisors
12
First Trust Advisors
Illinois
$647K 36,276 +4,310 +13%
Barclays
13
Barclays
United Kingdom
$398K 23,386 +19,705 +535%
LPL Financial
14
LPL Financial
California
$384K 21,511 -2,223 -9%
Bank of Montreal
15
Bank of Montreal
Ontario, Canada
$378K 21,200 +18,700 +748%
FIMG
16
Financial & Investment Management Group
Michigan
$371K 20,800 -78,073 -79%
AW
17
ACG Wealth
Georgia
$364K 20,421 +2,069 +11%
VanEck Associates
18
VanEck Associates
New York
$361K 20,254 +3,849 +23%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$274K 15,384 -26,917 -64%
RBC
20
Ronald Blue & Co
Georgia
$196K 11,000 – –
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$148K 8,300 -500 -6%
Citigroup
22
Citigroup
New York
$90K 5,028 +21 +0.4%
WAM
23
Wolverine Asset Management
Illinois
$41K 2,349 +2,349 New
MWP
24
MYCIO Wealth Partners
Pennsylvania
$25K 1,425 – –
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$18K 1,000 -1,000 -50%
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