MMD

MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD

Overview Fund Activity

46 hedge funds and large institutions have $86.2M invested in MainStay MacKay DefinedTerm Municipal Opportunities Fund in 2019 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 15 increasing their positions, 14 reducing their positions, and 5 closing their positions.

Holders
46
Holders Change
+1
Holders Change %
+2.22%
% of All Funds
1%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
15
Reduced
14
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LPL Financial
1
LPL Financial
California
$1.44M
2
Wells Fargo
2
Wells Fargo
California
$5.09M
3
LTFS
3
Ladenburg Thalmann Financial Services
Florida
$1.68M
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$4.6M
5
Morgan Stanley
5
Morgan Stanley
New York
$15.7M

Top Sellers

1
Invesco
1
Invesco
Georgia
$3.1M
2
GC
2
Guggenheim Capital
Illinois
$2.01M
3
Bank of America
3
Bank of America
North Carolina
$19.8M
4
UBS Group
4
UBS Group
Switzerland
$4M
5
RIA
5
Regal Investment Advisors
Michigan
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$19.8M 975,330 -33,202 -3%
Morgan Stanley
2
Morgan Stanley
New York
$15.7M 770,526 +23,396 +3%
RJA
3
Raymond James & Associates
Florida
$10.5M 518,464 +3,713 +0.7%
Wells Fargo
4
Wells Fargo
California
$5.09M 250,465 +29,213 +13%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$4.6M 226,331 +23,593 +12%
UBS Group
6
UBS Group
Switzerland
$4M 196,994 -31,261 -14%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$3.95M 194,326 +8,723 +5%
Invesco
8
Invesco
Georgia
$3.1M 152,327 -38,250 -20%
GC
9
Guggenheim Capital
Illinois
$2.01M 99,077 -35,039 -26%
UR
10
USCA RIA
Texas
$1.94M 95,503 -2,130 -2%
Northwestern Mutual Wealth Management
11
Northwestern Mutual Wealth Management
Wisconsin
$1.84M 90,586 -1,224 -1%
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$1.68M 82,727 +27,490 +50%
LPL Financial
13
LPL Financial
California
$1.44M 70,631 +42,604 +152%
VanEck Associates
14
VanEck Associates
New York
$1.33M 65,640 +9,549 +17%
First Trust Advisors
15
First Trust Advisors
Illinois
$924K 45,475 -3,517 -7%
SFWA
16
Summit Financial Wealth Advisors
Louisiana
$830K 40,750 +3,500 +9%
AAM
17
Advisors Asset Management
Colorado
$798K 39,289 -28,929 -42%
ASN
18
Advisory Services Network
Georgia
$762K 37,500 – –
Stifel Financial
19
Stifel Financial
Missouri
$506K 24,969 +1,735 +7%
SWP
20
Stratos Wealth Partners
Ohio
$488K 24,000 – –
CA
21
Cetera Advisors
Colorado
$419K 20,597 – –
Ameriprise
22
Ameriprise
Minnesota
$390K 19,173 +3,486 +22%
GSWM
23
Golden State Wealth Management
California
$389K 19,128 +19,128 New
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$334K 16,472 +3,609 +28%
AG
25
Advisor Group
Arizona
$319K 15,699 +4,776 +44%
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