MMD

MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD

Overview Fund Activity

40 hedge funds and large institutions have $123M invested in MainStay MacKay DefinedTerm Municipal Opportunities Fund in 2017 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 17 increasing their positions, 8 reducing their positions, and 2 closing their positions.

Holders
40
Holders Change
+4
Holders Change %
+11.11%
% of All Funds
1%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
17
Reduced
8
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Credit Agricole
1
Credit Agricole
France
$50.8M
2
Bank of America
2
Bank of America
North Carolina
$17.2M
3
Invesco
3
Invesco
Georgia
$1.89M
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$1.05M
5
Wells Fargo
5
Wells Fargo
California
$2.92M

Top Sellers

1
RCM
1
Robinson Capital Management
Michigan
$1.49M
2
AAM
2
Advisors Asset Management
Colorado
$4.2M
3
SG Americas Securities
3
SG Americas Securities
New York
$108K
4
VKH
4
Virtu KCG Holdings
New York
$0
5
Squarepoint
5
Squarepoint
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Credit Agricole
1
Credit Agricole
France
$50.8M 1,316,828 +1,316,828 New
Bank of America
2
Bank of America
North Carolina
$17.2M 892,797 +64,010 +8%
Morgan Stanley
3
Morgan Stanley
New York
$9.8M 509,015 +24,899 +5%
RJA
4
Raymond James & Associates
Florida
$8.76M 455,284 +20,133 +5%
GC
5
Guggenheim Capital
Illinois
$7.52M 390,879 -7,797 -2%
AAM
6
Advisors Asset Management
Colorado
$4.2M 217,921 -47,229 -18%
UBS Group
7
UBS Group
Switzerland
$4.04M 209,846 +7,782 +4%
Wells Fargo
8
Wells Fargo
California
$2.92M 151,735 +35,330 +30%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$2.71M 140,964 -11,626 -8%
Invesco
10
Invesco
Georgia
$1.89M 98,319 +47,834 +95%
RCM
11
Robinson Capital Management
Michigan
$1.49M 77,517 -75,080 -49%
UR
12
USCA RIA
Texas
$1.35M 69,968 +18,719 +37%
VanEck Associates
13
VanEck Associates
New York
$1.1M 56,891 +2,192 +4%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$1.05M 54,367 +43,537 +402%
First Trust Advisors
15
First Trust Advisors
Illinois
$959K 49,801 +5,645 +13%
AI
16
ArchPoint Investors
Florida
$790K 41,043 – –
SWP
17
Stratos Wealth Partners
Ohio
$671K 34,850 +10,850 +45%
LPL Financial
18
LPL Financial
California
$627K 32,682 -1,762 -5%
ASN
19
Advisory Services Network
Georgia
$539K 28,000 +28,000 New
Northwestern Mutual Wealth Management
20
Northwestern Mutual Wealth Management
Wisconsin
$527K 27,412 +27,412 New
Stifel Financial
21
Stifel Financial
Missouri
$525K 27,267 +9,570 +54%
SFWA
22
Summit Financial Wealth Advisors
Louisiana
$478K 24,850 +1,000 +4%
RIA
23
Regal Investment Advisors
Michigan
$408K 21,169 +3,274 +18%
TPWA
24
TRUE Private Wealth Advisors
Oregon
$386K 19,900 – –
Janney Montgomery Scott
25
Janney Montgomery Scott
Pennsylvania
$369K 19,191 -3,812 -17%
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