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MMD

MainStay MacKay DefinedTerm Municipal Opportunities Fund

40 hedge funds and large institutions have $123M invested in MainStay MacKay DefinedTerm Municipal Opportunities Fund in 2017 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 17 increasing their positions, 8 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

250% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 2

113% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 8

89% more capital invested

Capital invested by funds: $65.2M → $123M (+$57.8M)

11% more funds holding

Funds holding: 3640 (+4)

5.46% more ownership

Funds ownership: 12.93%18.39% (+5.5%)

Holders
40
Holders Change
+4
Holders Change %
+11.11%
% of All Funds
1%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
17
Reduced
8
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Credit Agricole
1
Credit Agricole
France
$50.8M +$24.9M +1,316,828 New
Bank of America
2
Bank of America
North Carolina
$17.2M +$1.21M +64,010 +8%
Morgan Stanley
3
Morgan Stanley
New York
$9.8M +$471K +24,899 +5%
RJA
4
Raymond James & Associates
Florida
$8.76M +$381K +20,133 +5%
GC
5
Guggenheim Capital
Illinois
$7.52M -$147K -7,797 -2%
AAM
6
Advisors Asset Management
Colorado
$4.2M -$893K -47,229 -18%
UBS Group
7
UBS Group
Switzerland
$4.04M +$147K +7,782 +4%
Wells Fargo
8
Wells Fargo
California
$2.92M +$668K +35,330 +30%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$2.71M -$220K -11,626 -8%
Invesco
10
Invesco
Georgia
$1.89M +$905K +47,834 +95%
RCM
11
Robinson Capital Management
Michigan
$1.49M -$1.42M -75,080 -49%
UR
12
USCA RIA
Texas
$1.35M +$354K +18,719 +37%
VanEck Associates
13
VanEck Associates
New York
$1.09M +$41.5K +2,192 +4%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$1.05M +$824K +43,537 +402%
First Trust Advisors
15
First Trust Advisors
Illinois
$959K +$107K +5,645 +13%
AI
16
ArchPoint Investors
Florida
$790K
SWP
17
Stratos Wealth Partners
Ohio
$671K +$205K +10,850 +45%
LPL Financial
18
LPL Financial
California
$627K -$33.3K -1,762 -5%
ASN
19
Advisory Services Network
Georgia
$539K +$530K +28,000 New
Northwestern Mutual Wealth Management
20
Northwestern Mutual Wealth Management
Wisconsin
$527K +$519K +27,412 New
Stifel Financial
21
Stifel Financial
Missouri
$525K +$181K +9,570 +54%
SFWA
22
Summit Financial Wealth Advisors
Louisiana
$478K +$18.9K +1,000 +4%
RIA
23
Regal Investment Advisors
Michigan
$408K +$61.9K +3,274 +18%
TPWA
24
TRUE Private Wealth Advisors
Oregon
$386K
Janney Montgomery Scott
25
Janney Montgomery Scott
Pennsylvania
$369K -$72.1K -3,812 -17%