SG Americas Securities

SG Americas Securities’s MainStay MacKay DefinedTerm Municipal Opportunities Fund MMD Stock Holding History

SG Americas Securities’s Portfolio MMD Stock Details MMD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-7,919	Closed	-$156K	–	3652
2017 Q2	$156K	Buy	7,919 +2,298	+41%	+$45.2K	﹤0.01%	2601
2017 Q1	$108K	Sell	5,621 -21,335	-79%	-$404K	﹤0.01%	2942
2016 Q4	$493K	Buy	+26,956	New	+$511K	﹤0.01%	1710
2016 Q1	–	Sell	-27,112	Closed	-$511K	–	3147
2015 Q4	$511K	Buy	+27,112	New	+$490K	﹤0.01%	1582
2015 Q1	–	Sell	-47,631	Closed	-$865K	–	2879
2014 Q4	$865K	Buy	+47,631	New	+$862K	﹤0.01%	1307

Other funds holding MMD

Bank of America

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.6B AUM 27.3% 1-Year Est. Return

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

UBS Group Zurich, Switzerland $564B AUM 30.12% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Raymond James Financial Services Advisors St. Petersburg, Florida $75B AUM 31.89% 1-Year Est. Return

Wells Fargo San Francisco, California $501B AUM 22.01% 1-Year Est. Return

Royal Bank of Canada

Royal Bank of Canada Toronto, Ontario, Canada $528B AUM 27.57% 1-Year Est. Return