MMD

MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD

Overview Fund Activity

36 hedge funds and large institutions have $65.2M invested in MainStay MacKay DefinedTerm Municipal Opportunities Fund in 2016 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 13 increasing their positions, 10 reducing their positions, and 3 closing their positions.

Holders
36
Holders Change
+4
Holders Change %
+12.5%
% of All Funds
0.9%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
13
Reduced
10
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$15.2M
2
Morgan Stanley
2
Morgan Stanley
New York
$8.86M
3
Invesco
3
Invesco
Georgia
$924K
4
RJA
4
Raymond James & Associates
Florida
$7.96M
5
SG Americas Securities
5
SG Americas Securities
New York
$493K

Top Sellers

1
GC
1
Guggenheim Capital
Illinois
$7.3M
2
VanEck Associates
2
VanEck Associates
New York
$1M
3
Wells Fargo
3
Wells Fargo
California
$2.13M
4
DA
4
Doliver Advisors
Texas
$0
5
HighTower Advisors
5
HighTower Advisors
Illinois
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$15.2M 828,787 +64,504 +8%
Morgan Stanley
2
Morgan Stanley
New York
$8.86M 484,116 +63,756 +15%
RJA
3
Raymond James & Associates
Florida
$7.96M 435,151 +38,040 +10%
GC
4
Guggenheim Capital
Illinois
$7.3M 398,676 -65,072 -14%
AAM
5
Advisors Asset Management
Colorado
$4.85M 265,150 -1,044 -0.4%
UBS Group
6
UBS Group
Switzerland
$3.7M 202,064 +3,826 +2%
RCM
7
Robinson Capital Management
Michigan
$2.79M 152,597 -9,878 -6%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$2.79M 152,590 -7,911 -5%
Wells Fargo
9
Wells Fargo
California
$2.13M 116,405 -14,230 -11%
VanEck Associates
10
VanEck Associates
New York
$1M 54,699 -23,768 -30%
UR
11
USCA RIA
Texas
$938K 51,249 -6,995 -12%
Invesco
12
Invesco
Georgia
$924K 50,485 +50,485 New
First Trust Advisors
13
First Trust Advisors
Illinois
$808K 44,156 +9,936 +29%
AI
14
ArchPoint Investors
Florida
$751K 41,043 +2,460 +6%
LPL Financial
15
LPL Financial
California
$634K 34,444 +3,938 +13%
SG Americas Securities
16
SG Americas Securities
New York
$493K 26,956 +26,956 New
SWP
17
Stratos Wealth Partners
Ohio
$439K 24,000 +24,000 New
SFWA
18
Summit Financial Wealth Advisors
Louisiana
$436K 23,850 -2,000 -8%
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
$421K 23,003 +4,864 +27%
TPWA
20
TRUE Private Wealth Advisors
Oregon
$375K 19,900 – –
VKH
21
Virtu KCG Holdings
New York
$339K 18,498 +18,498 New
RIA
22
Regal Investment Advisors
Michigan
$327K 17,895 +3,162 +21%
Stifel Financial
23
Stifel Financial
Missouri
$324K 17,697 +4,890 +38%
CA
24
Cetera Advisors
Colorado
$299K 16,337 -2,778 -15%
Squarepoint
25
Squarepoint
New York
$265K 14,500 +14,500 New
1
2