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MMD

MainStay MacKay DefinedTerm Municipal Opportunities Fund

36 hedge funds and large institutions have $65.2M invested in MainStay MacKay DefinedTerm Municipal Opportunities Fund in 2016 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 13 increasing their positions, 10 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

167% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 3

30% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 10

13% more funds holding

Funds holding: 3236 (+4)

0.65% more ownership

Funds ownership: 12.27%12.93% (+0.65%)

5% less capital invested

Capital invested by funds: $68.8M → $65.2M (-$3.56M)

Holders
36
Holders Change
+4
Holders Change %
+12.5%
% of All Funds
0.9%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
13
Reduced
10
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$15.2M +$1.22M +64,504 +8%
Morgan Stanley
2
Morgan Stanley
New York
$8.86M +$1.21M +63,756 +15%
RJA
3
Raymond James & Associates
Florida
$7.96M +$720K +38,040 +10%
GC
4
Guggenheim Capital
Illinois
$7.3M -$1.23M -65,072 -14%
AAM
5
Advisors Asset Management
Colorado
$4.85M -$19.8K -1,044 -0.4%
UBS Group
6
UBS Group
Switzerland
$3.7M +$72.5K +3,826 +2%
RCM
7
Robinson Capital Management
Michigan
$2.79M -$187K -9,878 -6%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$2.79M -$150K -7,911 -5%
Wells Fargo
9
Wells Fargo
California
$2.13M -$269K -14,230 -11%
VanEck Associates
10
VanEck Associates
New York
$1M -$450K -23,768 -30%
UR
11
USCA RIA
Texas
$938K -$132K -6,995 -12%
Invesco
12
Invesco
Georgia
$924K +$956K +50,485 New
First Trust Advisors
13
First Trust Advisors
Illinois
$808K +$188K +9,936 +29%
AI
14
ArchPoint Investors
Florida
$751K +$46.6K +2,460 +6%
LPL Financial
15
LPL Financial
California
$634K +$74.6K +3,938 +13%
SG Americas Securities
16
SG Americas Securities
New York
$493K +$511K +26,956 New
SWP
17
Stratos Wealth Partners
Ohio
$439K +$455K +24,000 New
SFWA
18
Summit Financial Wealth Advisors
Louisiana
$436K -$37.9K -2,000 -8%
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
$421K +$92.1K +4,864 +27%
TPWA
20
TRUE Private Wealth Advisors
Oregon
$375K
VKH
21
Virtu KCG Holdings
New York
$339K +$350K +18,498 New
RIA
22
Regal Investment Advisors
Michigan
$327K +$59.9K +3,162 +21%
Stifel Financial
23
Stifel Financial
Missouri
$324K +$92.6K +4,890 +38%
CA
24
Cetera Advisors
Colorado
$299K -$52.6K -2,778 -15%
Squarepoint
25
Squarepoint
New York
$265K +$275K +14,500 New