MMD

MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD

Overview Fund Activity

42 hedge funds and large institutions have $87.1M invested in MainStay MacKay DefinedTerm Municipal Opportunities Fund in 2019 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 20 increasing their positions, 9 reducing their positions, and 4 closing their positions.

Holders
42
Holders Change
-1
Holders Change %
-2.33%
% of All Funds
0.92%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
20
Reduced
9
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$6.83M
2
BP
2
Ballentine Partners
Massachusetts
$413K
3
PMG
3
ProVise Management Group
Florida
$961K
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$4.51M
5
Stifel Financial
5
Stifel Financial
Missouri
$751K

Top Sellers

1
Bank of America
1
Bank of America
North Carolina
$19M
2
Invesco
2
Invesco
Georgia
$1.4M
3
Morgan Stanley
3
Morgan Stanley
New York
$17M
4
AAM
4
Advisors Asset Management
Colorado
$0
5
GC
5
Guggenheim Capital
Illinois
$1.71M
Name Market Value Shares Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$19M 904,135 -45,026 -5%
Morgan Stanley
2
Morgan Stanley
New York
$17M 811,231 -28,204 -3%
RJA
3
Raymond James & Associates
Florida
$10.7M 510,259 +1,897 +0.4%
Wells Fargo
4
Wells Fargo
California
$6.83M 325,582 +34,574 +12%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$4.51M 214,868 +10,115 +5%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$4.29M 204,384 +3,635 +2%
UBS Group
7
UBS Group
Switzerland
$2.12M 101,102 -3,942 -4%
Northwestern Mutual Wealth Management
8
Northwestern Mutual Wealth Management
Wisconsin
$2.02M 96,158 +6,526 +7%
UR
9
USCA RIA
Texas
$2M 95,503 – –
GC
10
Guggenheim Capital
Illinois
$1.71M 81,351 -11,993 -13%
VanEck Associates
11
VanEck Associates
New York
$1.69M 80,739 +2,594 +3%
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$1.66M 79,273 -3,513 -4%
Invesco
13
Invesco
Georgia
$1.4M 66,721 -34,956 -34%
LPL Financial
14
LPL Financial
California
$1.34M 63,977 -6,918 -10%
SFWA
15
Summit Financial Wealth Advisors
Louisiana
$1.17M 56,471 +1,971 +4%
PMG
16
ProVise Management Group
Florida
$961K 45,785 +14,295 +45%
First Trust Advisors
17
First Trust Advisors
Illinois
$952K 45,378 -1,424 -3%
ASN
18
Advisory Services Network
Georgia
$783K 37,500 – –
Stifel Financial
19
Stifel Financial
Missouri
$751K 35,816 +8,897 +33%
SWP
20
Stratos Wealth Partners
Ohio
$539K 25,700 +1,700 +7%
AG
21
Advisor Group
Arizona
$527K 25,117 +6,865 +38%
CA
22
Cetera Advisors
Colorado
$521K 24,805 +2,753 +12%
Ameriprise
23
Ameriprise
Minnesota
$460K 21,926 +2,853 +15%
LFS
24
Legacy Financial Strategies
Kansas
$444K 21,719 – –
GSWM
25
Golden State Wealth Management
California
$420K 20,019 +740 +4%
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