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MMD

MainStay MacKay DefinedTerm Municipal Opportunities Fund

27 hedge funds and large institutions have $41.3M invested in MainStay MacKay DefinedTerm Municipal Opportunities Fund in 2014 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 11 increasing their positions, 7 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

57% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 7

4% more capital invested

Capital invested by funds: $39.7M → $41.3M (+$1.55M)

0.3% more ownership

Funds ownership: 7.15%7.46% (+0.3%)

0% more funds holding

Funds holding: 2727 (0)

0% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 5

Holders
27
Holders Change
Holders Change %
0%
% of All Funds
0.78%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
11
Reduced
7
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$6.93M +$164K +9,340 +2%
Bank of America
2
Bank of America
North Carolina
$5.87M -$1.13M -64,296 -16%
BTS
3
BB&T Securities
Virginia
$5.12M +$2.02K +115 +0.4%
RJA
4
Raymond James & Associates
Florida
$4.12M +$983K +56,007 +32%
GC
5
Guggenheim Capital
Illinois
$3.07M +$339K +19,318 +13%
Wells Fargo
6
Wells Fargo
California
$2.69M -$51.7K -2,947 -2%
AAM
7
Advisors Asset Management
Colorado
$2.65M +$275K +15,642 +12%
U
8
UBS
Switzerland
$2.54M +$704K +40,079 +39%
AI
9
ArchPoint Investors
Florida
$2.3M +$112K +6,400 +5%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$1.08M +$66.7K +3,800 +7%
CA
11
Cetera Advisors
Colorado
$943K -$219K -12,484 -19%
SIA
12
Sit Investment Associates
Minnesota
$646K +$635K +36,200 New
First Trust Advisors
13
First Trust Advisors
Illinois
$644K -$3.69K -210 -0.6%
VanEck Associates
14
VanEck Associates
New York
$450K +$87K +4,956 +24%
LPL Financial
15
LPL Financial
California
$386K +$1.16K +66 +0.3%
Bank of Montreal
16
Bank of Montreal
Ontario, Canada
$334K -$43.9K -2,500 -12%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$275K
FIMG
18
Financial & Investment Management Group
Michigan
$264K -$105K -6,000 -29%
UR
19
USCA RIA
Texas
$250K +$246K +14,000 New
AW
20
ACG Wealth
Georgia
$233K -$129K -7,344 -36%
Jane Street
21
Jane Street
New York
$194K +$191K +10,891 New
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$148K
Citigroup
23
Citigroup
New York
$90K +$369 +21 +0.4%
NFG
24
Next Financial Group
Texas
$25K +$24.4K +1,390 New
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$18K