MMD

MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD

Overview Fund Activity

27 hedge funds and large institutions have $41.3M invested in MainStay MacKay DefinedTerm Municipal Opportunities Fund in 2014 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 11 increasing their positions, 7 reducing their positions, and 5 closing their positions.

Holders
27
Holders Change
–
Holders Change %
0%
% of All Funds
0.78%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
11
Reduced
7
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJA
1
Raymond James & Associates
Florida
$4.12M
2
U
2
UBS
Switzerland
$2.54M
3
SIA
3
Sit Investment Associates
Minnesota
$646K
4
GC
4
Guggenheim Capital
Illinois
$3.07M
5
AAM
5
Advisors Asset Management
Colorado
$2.65M

Top Sellers

1
Bank of America
1
Bank of America
North Carolina
$5.87M
2
Barclays
2
Barclays
United Kingdom
$0
3
CA
3
Cetera Advisors
Colorado
$943K
4
RBC
4
Ronald Blue & Co
Georgia
$0
5
AW
5
ACG Wealth
Georgia
$233K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$6.93M 388,117 +9,340 +2%
Bank of America
2
Bank of America
North Carolina
$5.87M 329,074 -64,296 -16%
BTS
3
BB&T Securities
Virginia
$5.12M 28,665 +115 +0.4%
RJA
4
Raymond James & Associates
Florida
$4.12M 230,505 +56,007 +32%
GC
5
Guggenheim Capital
Illinois
$3.07M 172,075 +19,318 +13%
Wells Fargo
6
Wells Fargo
California
$2.7M 151,020 -2,947 -2%
AAM
7
Advisors Asset Management
Colorado
$2.65M 148,188 +15,642 +12%
U
8
UBS
Switzerland
$2.54M 142,248 +40,079 +39%
AI
9
ArchPoint Investors
Florida
$2.3M 128,981 +6,400 +5%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$1.08M 60,427 +3,800 +7%
CA
11
Cetera Advisors
Colorado
$943K 52,964 -12,484 -19%
SIA
12
Sit Investment Associates
Minnesota
$646K 36,200 +36,200 New
First Trust Advisors
13
First Trust Advisors
Illinois
$644K 36,066 -210 -0.6%
VanEck Associates
14
VanEck Associates
New York
$450K 25,210 +4,956 +24%
LPL Financial
15
LPL Financial
California
$386K 21,577 +66 +0.3%
Bank of Montreal
16
Bank of Montreal
Ontario, Canada
$334K 18,700 -2,500 -12%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$275K 15,384 – –
FIMG
18
Financial & Investment Management Group
Michigan
$264K 14,800 -6,000 -29%
UR
19
USCA RIA
Texas
$250K 14,000 +14,000 New
AW
20
ACG Wealth
Georgia
$233K 13,077 -7,344 -36%
Jane Street
21
Jane Street
New York
$194K 10,891 +10,891 New
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$148K 8,300 – –
Citigroup
23
Citigroup
New York
$90K 5,049 +21 +0.4%
NFG
24
Next Financial Group
Texas
$25K 1,390 +1,390 New
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$18K 1,000 – –
1
2