MMD

MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD

Overview Fund Activity

43 hedge funds and large institutions have $79.8M invested in MainStay MacKay DefinedTerm Municipal Opportunities Fund in 2018 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 18 increasing their positions, 10 reducing their positions, and 4 closing their positions.

Holders
43
Holders Change
-2
Holders Change %
-4.44%
% of All Funds
0.98%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
18
Reduced
10
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$18.5M
2
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$3.81M
3
RIA
3
Regal Investment Advisors
Michigan
$568K
4
Morgan Stanley
4
Morgan Stanley
New York
$12.8M
5
DDPIC
5
Deroy & Devereaux Private Investment Counsel
Michigan
$275K

Top Sellers

1
AAM
1
Advisors Asset Management
Colorado
$1.73M
2
CWM
2
Cornerstone Wealth Management
Missouri
$0
3
Invesco
3
Invesco
Georgia
$4.44M
4
HCM
4
Harvest Capital Management
New Hampshire
$0
5
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$18.5M 942,048 +64,928 +7%
Morgan Stanley
2
Morgan Stanley
New York
$12.8M 650,295 +18,016 +3%
RJA
3
Raymond James & Associates
Florida
$10.3M 523,320 +8,578 +2%
UBS Group
4
UBS Group
Switzerland
$4.57M 232,521 +7,760 +3%
Invesco
5
Invesco
Georgia
$4.44M 225,985 -21,853 -9%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$3.81M 193,774 +42,678 +28%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$3.36M 170,952 +7,391 +5%
Wells Fargo
8
Wells Fargo
California
$3.21M 163,227 +9,632 +6%
GC
9
Guggenheim Capital
Illinois
$2.97M 151,101 +6,553 +5%
UR
10
USCA RIA
Texas
$1.92M 97,633 +1,930 +2%
AAM
11
Advisors Asset Management
Colorado
$1.73M 87,868 -40,148 -31%
Northwestern Mutual Wealth Management
12
Northwestern Mutual Wealth Management
Wisconsin
$1.72M 87,360 +7,280 +9%
VanEck Associates
13
VanEck Associates
New York
$1.26M 64,298 +5,273 +9%
First Trust Advisors
14
First Trust Advisors
Illinois
$1.15M 58,641 -2,437 -4%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$1.04M 52,667 +7,685 +17%
ASN
16
Advisory Services Network
Georgia
$737K 37,500 – –
SFWA
17
Summit Financial Wealth Advisors
Louisiana
$691K 35,950 -700 -2%
RIA
18
Regal Investment Advisors
Michigan
$568K 28,921 +28,921 New
LPL Financial
19
LPL Financial
California
$515K 26,201 +2,192 +9%
SWP
20
Stratos Wealth Partners
Ohio
$471K 24,000 – –
CA
21
Cetera Advisors
Colorado
$404K 20,597 -2,440 -11%
Stifel Financial
22
Stifel Financial
Missouri
$326K 16,682 +5,800 +53%
Ameriprise
23
Ameriprise
Minnesota
$319K 16,219 +1,735 +12%
BTS
24
BB&T Securities
Virginia
$300K 15,286 – –
Janney Montgomery Scott
25
Janney Montgomery Scott
Pennsylvania
$290K 14,753 -9,279 -39%
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