MMD

MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD

Overview Fund Activity

20 hedge funds and large institutions have $25.8M invested in MainStay MacKay DefinedTerm Municipal Opportunities Fund in 2013 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 7 increasing their positions, 6 reducing their positions, and 2 closing their positions.

Holders
20
Holders Change
+5
Holders Change %
+33.33%
% of All Funds
0.65%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
7
Reduced
6
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$4.09M
2
Morgan Stanley
2
Morgan Stanley
New York
$5.16M
3
CA
3
Cetera Advisors
Colorado
$1.11M
4
AAM
4
Advisors Asset Management
Colorado
$2.74M
5
U
5
UBS
Switzerland
$971K

Top Sellers

1
RJFSA
1
Raymond James Financial Services Advisors
Florida
$0
2
Jane Street
2
Jane Street
New York
$0
3
GC
3
Guggenheim Capital
Illinois
$928K
4
RJA
4
Raymond James & Associates
Florida
$543K
5
VanEck Associates
5
VanEck Associates
New York
$233K
Name Market Value Shares Shares
Change 		Shares
Change %
BTS
1
BB&T Securities
Virginia
$7.28M 45,300 +3,000 +7%
Morgan Stanley
2
Morgan Stanley
New York
$5.16M 320,844 +94,788 +42%
Bank of America
3
Bank of America
North Carolina
$4.09M 254,599 +122,236 +92%
AAM
4
Advisors Asset Management
Colorado
$2.74M 170,288 +53,213 +45%
CA
5
Cetera Advisors
Colorado
$1.11M 69,062 +69,062 New
U
6
UBS
Switzerland
$971K 60,394 +52,975 +714%
GC
7
Guggenheim Capital
Illinois
$928K 57,732 -5,785 -9%
LPL Financial
8
LPL Financial
California
$826K 52,866 +19,745 +60%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$651K 40,503 +40,503 New
First Trust Advisors
10
First Trust Advisors
Illinois
$589K 36,630 -2,801 -7%
RJA
11
Raymond James & Associates
Florida
$543K 33,784 -3,319 -9%
VanEck Associates
12
VanEck Associates
New York
$233K 14,529 -3,067 -17%
Wells Fargo
13
Wells Fargo
California
$205K 12,778 -883 -6%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$167K 10,400 +10,400 New
TRCT
15
Tower Research Capital (TRC)
New York
$149K 9,301 +6,568 +240%
Citigroup
16
Citigroup
New York
$60K 3,750 -615 -14%
FHA
17
First Horizon Advisors
Tennessee
$40K 2,500 +2,500 New
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$32K 2,000 +2,000 New
MWP
19
MYCIO Wealth Partners
Pennsylvania
$23K 1,425 +1,425 New
Barclays
20
Barclays
United Kingdom
$8K 523 +523 New
RJFSA
21
Raymond James Financial Services Advisors
Florida
– – -27,022 Closed
Jane Street
22
Jane Street
New York
– – -16,806 Closed