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MMD

MainStay MacKay DefinedTerm Municipal Opportunities Fund

31 hedge funds and large institutions have $48.1M invested in MainStay MacKay DefinedTerm Municipal Opportunities Fund in 2014 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 8 increasing their positions, 10 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 4

17% more capital invested

Capital invested by funds: $41.3M → $48.1M (+$6.85M)

15% more funds holding

Funds holding: 2731 (+4)

1.4% more ownership

Funds ownership: 7.46%8.85% (+1.4%)

20% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 10

Holders
31
Holders Change
+4
Holders Change %
+14.81%
% of All Funds
0.83%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
8
Reduced
10
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$9.31M +$3.32M +183,214 +56%
Morgan Stanley
2
Morgan Stanley
New York
$7.51M +$458K +25,325 +7%
RJA
3
Raymond James & Associates
Florida
$4.27M +$77.5K +4,282 +2%
BTS
4
BB&T Securities
Virginia
$4.21M -$99.5K -5,499 -19%
Wells Fargo
5
Wells Fargo
California
$3.6M +$849K +46,888 +31%
GC
6
Guggenheim Capital
Illinois
$3.07M -$59.5K -3,289 -2%
UBS Group
7
UBS Group
Switzerland
$3.06M +$3.05M +168,360 New
AAM
8
Advisors Asset Management
Colorado
$3.04M +$346K +19,127 +13%
AI
9
ArchPoint Investors
Florida
$2.34M
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$1.07M -$30.2K -1,670 -3%
SG Americas Securities
11
SG Americas Securities
New York
$865K +$862K +47,631 New
CA
12
Cetera Advisors
Colorado
$838K -$125K -6,899 -13%
NPC
13
National Planning Corporation
California
$695K +$680K +37,550 New
First Trust Advisors
14
First Trust Advisors
Illinois
$639K -$15.9K -878 -2%
UR
15
USCA RIA
Texas
$418K +$163K +9,000 +64%
VanEck Associates
16
VanEck Associates
New York
$412K -$45.7K -2,523 -10%
LPL Financial
17
LPL Financial
California
$372K -$20.2K -1,115 -5%
MIG
18
Mariner Investment Group
New York
$368K +$366K +20,232 New
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$298K +$18.1K +1,000 +7%
AL
20
Aspiriant LLC
California
$286K +$285K +15,750 New
LSA
21
Liberty Street Advisors
New York
$270K +$269K +14,861 New
RJFSA
22
Raymond James Financial Services Advisors
Florida
$261K +$260K +14,370 New
FIMG
23
Financial & Investment Management Group
Michigan
$260K -$9.05K -500 -3%
ACM
24
Aviance Capital Management
Florida
$230K +$229K +12,667 New
Janney Montgomery Scott
25
Janney Montgomery Scott
Pennsylvania
$186K +$186K +10,262 New