MMD

MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD

Overview Fund Activity

31 hedge funds and large institutions have $48.1M invested in MainStay MacKay DefinedTerm Municipal Opportunities Fund in 2014 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 8 increasing their positions, 10 reducing their positions, and 4 closing their positions.

Holders
31
Holders Change
+4
Holders Change %
+14.81%
% of All Funds
0.83%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
8
Reduced
10
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$9.31M
2
UBS Group
2
UBS Group
Switzerland
$3.06M
3
SG Americas Securities
3
SG Americas Securities
New York
$865K
4
Wells Fargo
4
Wells Fargo
California
$3.6M
5
NPC
5
National Planning Corporation
California
$695K

Top Sellers

1
BTS
1
BB&T Securities
Virginia
$4.21M
2
SIA
2
Sit Investment Associates
Minnesota
$0
3
Bank of Montreal
3
Bank of Montreal
Ontario, Canada
$0
4
AW
4
ACG Wealth
Georgia
$0
5
Jane Street
5
Jane Street
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$9.31M 512,288 +183,214 +56%
Morgan Stanley
2
Morgan Stanley
New York
$7.51M 413,442 +25,325 +7%
RJA
3
Raymond James & Associates
Florida
$4.27M 234,787 +4,282 +2%
BTS
4
BB&T Securities
Virginia
$4.21M 23,166 -5,499 -19%
Wells Fargo
5
Wells Fargo
California
$3.6M 197,908 +46,888 +31%
GC
6
Guggenheim Capital
Illinois
$3.07M 168,786 -3,289 -2%
UBS Group
7
UBS Group
Switzerland
$3.06M 168,360 +168,360 New
AAM
8
Advisors Asset Management
Colorado
$3.04M 167,315 +19,127 +13%
AI
9
ArchPoint Investors
Florida
$2.34M 128,981 – –
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$1.07M 58,757 -1,670 -3%
SG Americas Securities
11
SG Americas Securities
New York
$865K 47,631 +47,631 New
CA
12
Cetera Advisors
Colorado
$838K 46,065 -6,899 -13%
NPC
13
National Planning Corporation
California
$695K 37,550 +37,550 New
First Trust Advisors
14
First Trust Advisors
Illinois
$639K 35,188 -878 -2%
UR
15
USCA RIA
Texas
$418K 23,000 +9,000 +64%
VanEck Associates
16
VanEck Associates
New York
$412K 22,687 -2,523 -10%
LPL Financial
17
LPL Financial
California
$372K 20,462 -1,115 -5%
MIG
18
Mariner Investment Group
New York
$368K 20,232 +20,232 New
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$298K 16,384 +1,000 +7%
AL
20
Aspiriant LLC
California
$286K 15,750 +15,750 New
LSA
21
Liberty Street Advisors
New York
$270K 14,861 +14,861 New
RJFSA
22
Raymond James Financial Services Advisors
Florida
$261K 14,370 +14,370 New
FIMG
23
Financial & Investment Management Group
Michigan
$260K 14,300 -500 -3%
ACM
24
Aviance Capital Management
Florida
$230K 12,667 +12,667 New
Janney Montgomery Scott
25
Janney Montgomery Scott
Pennsylvania
$186K 10,262 +10,262 New
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