National Planning Corporation’s NYLIM MacKay DefinedTerm Muni Opportunities Fund MMD Stock Holding History

National Planning Corporation’s Portfolio MMD Stock Details MMD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-47,480	Closed	-$913K	–	709
2015 Q4	$913K	Buy	+47,480	New	+$858K	0.07%	261
2015 Q1	–	Sell	-37,550	Closed	-$695K	–	1497
2014 Q4	$695K	Buy	+37,550	New	+$680K	0.05%	320

Other funds holding MMD

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

USCA RIA Houston, Texas $1.65B AUM 39.8% 1-Year Est. Return

RCM

Robinson Capital Management Grosse Pointe Farms, Michigan $226M AUM 6.92% 1-Year Est. Return

National Planning Corporation's MMD Position: Q1 2016 in Review

National Planning Corporation sold out of NYLIM MacKay DefinedTerm Muni Opportunities Fund (MMD) in Q1 2016, closing a stake of 47,480 shares — an estimated $913K sold.

National Planning Corporation first reported a position in MMD in Q4 2014 and held it in 2 quarters. The position peaked at $913K in Q4 2015. 32 funds tracked by Wall St. Rank hold MMD as of Q1 2016.

National Planning Corporation reported no remaining NYLIM MacKay DefinedTerm Muni Opportunities Fund position as of Q1 2016 after selling out during the quarter.
National Planning Corporation sold 47,480 NYLIM MacKay DefinedTerm Muni Opportunities Fund shares in Q1 2016, an estimated $913K.
National Planning Corporation first reported a position in NYLIM MacKay DefinedTerm Muni Opportunities Fund in Q4 2014 and held it in 2 quarters.
National Planning Corporation's NYLIM MacKay DefinedTerm Muni Opportunities Fund position peaked at $913K in Q4 2015.
32 funds tracked by Wall St. Rank held NYLIM MacKay DefinedTerm Muni Opportunities Fund as of Q1 2016.

Based on National Planning Corporation's 13F filing for Q1 2016, filed 16 May 2016.