Financial & Investment Management Group’s NYLIM MacKay DefinedTerm Muni Opportunities Fund MMD Stock Holding History

Financial & Investment Management Group’s Portfolio MMD Stock Details MMD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-14,300	Closed	-$260K	–	134
2014 Q4	$260K	Sell	14,300 -500	-3%	-$9.05K	0.07%	106
2014 Q3	$264K	Sell	14,800 -6,000	-29%	-$105K	0.08%	100
2014 Q2	$371K	Sell	20,800 -78,073	-79%	-$1.37M	0.11%	89
2014 Q1	$1.68M	Sell	98,873 -1,000	-1%	-$16.8K	0.49%	53
2013 Q4	$1.57M	Buy	+99,873	New	+$1.57M	0.49%	56

Other funds holding MMD

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

ArchPoint Investors Coral Gables, Florida $473M AUM 49.24% 1-Year Est. Return

LSA

Liberty Street Advisors New York $507M AUM 59.45% 1-Year Est. Return

Cetera Advisors Denver, Colorado $12.7B AUM 22.7% 1-Year Est. Return

Financial & Investment Management Group's MMD Position: Q1 2015 in Review

Financial & Investment Management Group sold out of NYLIM MacKay DefinedTerm Muni Opportunities Fund (MMD) in Q1 2015, closing a stake of 14,300 shares — an estimated $260K sold.

Financial & Investment Management Group first reported a position in MMD in Q4 2013 and held it in 5 quarters. The position peaked at $1.68M in Q1 2014. 28 funds tracked by Wall St. Rank hold MMD as of Q1 2015.

Financial & Investment Management Group reported no remaining NYLIM MacKay DefinedTerm Muni Opportunities Fund position as of Q1 2015 after selling out during the quarter.
Financial & Investment Management Group sold 14,300 NYLIM MacKay DefinedTerm Muni Opportunities Fund shares in Q1 2015, an estimated $260K.
Financial & Investment Management Group first reported a position in NYLIM MacKay DefinedTerm Muni Opportunities Fund in Q4 2013 and held it in 5 quarters.
Financial & Investment Management Group's NYLIM MacKay DefinedTerm Muni Opportunities Fund position peaked at $1.68M in Q1 2014.
28 funds tracked by Wall St. Rank held NYLIM MacKay DefinedTerm Muni Opportunities Fund as of Q1 2015.

Based on Financial & Investment Management Group's 13F filing for Q1 2015, filed 5 May 2015.