Financial & Investment Management Group’s MainStay MacKay DefinedTerm Municipal Opportunities Fund MMD Stock Holding History

Financial & Investment Management Group’s Portfolio MMD Stock Details MMD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-14,300	Closed	-$260K	–	134
2014 Q4	$260K	Sell	14,300 -500	-3%	-$9.05K	0.07%	106
2014 Q3	$264K	Sell	14,800 -6,000	-29%	-$105K	0.08%	100
2014 Q2	$371K	Sell	20,800 -78,073	-79%	-$1.37M	0.11%	89
2014 Q1	$1.68M	Sell	98,873 -1,000	-1%	-$16.8K	0.49%	53
2013 Q4	$1.57M	Buy	+99,873	New	+$1.57M	0.49%	56

Other funds holding MMD

Bank of America

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

UBS Group Zurich, Switzerland $564B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $501B AUM 22.01% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.6B AUM 27.3% 1-Year Est. Return

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

ArchPoint Investors Coral Gables, Florida $420M AUM 42.19% 1-Year Est. Return

Liberty Street Advisors New York $41.4M AUM 34.47% 1-Year Est. Return