MMD

MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD

Overview Fund Activity

33 hedge funds and large institutions have $43.4M invested in MainStay MacKay DefinedTerm Municipal Opportunities Fund in 2015 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 11 increasing their positions, 8 reducing their positions, and 3 closing their positions.

Holders
33
Holders Change
+5
Holders Change %
+17.86%
% of All Funds
0.89%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
11
Reduced
8
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$11.1M
2
AAM
2
Advisors Asset Management
Colorado
$3.13M
3
RJA
3
Raymond James & Associates
Florida
$5.92M
4
UBS Group
4
UBS Group
Switzerland
$4.18M
5
SFWA
5
Summit Financial Wealth Advisors
Louisiana
$376K

Top Sellers

1
LSA
1
Liberty Street Advisors
New York
$0
2
Wells Fargo
2
Wells Fargo
California
$2.28M
3
GC
3
Guggenheim Capital
Illinois
$2.07M
4
Morgan Stanley
4
Morgan Stanley
New York
$6.44M
5
CA
5
Cetera Advisors
Colorado
$395K
Name Market Value Shares Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$11.1M 643,097 +128,021 +25%
Morgan Stanley
2
Morgan Stanley
New York
$6.44M 373,592 -25,345 -6%
RJA
3
Raymond James & Associates
Florida
$5.92M 342,934 +27,699 +9%
UBS Group
4
UBS Group
Switzerland
$4.18M 242,528 +27,558 +13%
AAM
5
Advisors Asset Management
Colorado
$3.13M 181,629 +35,124 +24%
AI
6
ArchPoint Investors
Florida
$2.37M 137,256 – –
Wells Fargo
7
Wells Fargo
California
$2.28M 132,340 -33,592 -20%
GC
8
Guggenheim Capital
Illinois
$2.07M 119,980 -32,451 -21%
First Trust Advisors
9
First Trust Advisors
Illinois
$617K 35,743 -416 -1%
DA
10
Doliver Advisors
Texas
$596K 34,542 +9,966 +41%
Comerica Bank
11
Comerica Bank
Texas
$552K 32,000 +16,000 +100%
VanEck Associates
12
VanEck Associates
New York
$494K 28,614 +2,812 +11%
UR
13
USCA RIA
Texas
$476K 27,600 -11,000 -28%
LPL Financial
14
LPL Financial
California
$422K 24,361 +1,143 +5%
CA
15
Cetera Advisors
Colorado
$395K 22,881 -19,052 -45%
SFWA
16
Summit Financial Wealth Advisors
Louisiana
$376K 21,800 +21,800 New
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
$328K 18,988 +625 +3%
AIM
18
Allen Investment Management
New York
$316K 18,298 +18,298 New
RJFSA
19
Raymond James Financial Services Advisors
Florida
$306K 17,712 +17,712 New
BTS
20
BB&T Securities
Virginia
$264K 15,320 -8,648 -36%
VKH
21
Virtu KCG Holdings
New York
$190K 10,988 +10,988 New
LCM
22
Landscape Capital Management
New Jersey
$183K 10,583 +10,583 New
Citigroup
23
Citigroup
New York
$93K 5,363 +272 +5%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$64K 3,700 -100 -3%
WAM
25
Wolverine Asset Management
Illinois
$41K 2,400 +2,400 New
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