MMD

MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD

Overview Fund Activity

40 hedge funds and large institutions have $91.2M invested in MainStay MacKay DefinedTerm Municipal Opportunities Fund in 2020 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 22 increasing their positions, 8 reducing their positions, and 5 closing their positions.

Holders
40
Holders Change
-1
Holders Change %
-2.44%
% of All Funds
0.82%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
22
Reduced
8
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJFSA
1
Raymond James Financial Services Advisors
Florida
$3.35M
2
Wells Fargo
2
Wells Fargo
California
$7.99M
3
BFEC
3
Benjamin F. Edwards & Company
Missouri
$930K
4
Bank of America
4
Bank of America
North Carolina
$18.9M
5
Morgan Stanley
5
Morgan Stanley
New York
$20.1M

Top Sellers

1
UR
1
USCA RIA
Texas
$829K
2
GC
2
Guggenheim Capital
Illinois
$0
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$4.93M
4
RJA
4
Raymond James & Associates
Florida
$12.2M
5
LPL Financial
5
LPL Financial
California
$1.01M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$20.1M 989,073 +35,068 +4%
Bank of America
2
Bank of America
North Carolina
$18.9M 927,673 +40,654 +5%
RJA
3
Raymond James & Associates
Florida
$12.2M 596,823 -14,712 -2%
Wells Fargo
4
Wells Fargo
California
$7.99M 392,116 +63,086 +19%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$4.93M 242,242 -19,741 -8%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$3.35M 164,311 +164,311 New
UBS Group
7
UBS Group
Switzerland
$3.32M 163,124 +18,949 +13%
Osaic Holdings
8
Osaic Holdings
Arizona
$2.1M 103,197 +15,655 +18%
Northwestern Mutual Wealth Management
9
Northwestern Mutual Wealth Management
Wisconsin
$1.78M 87,400 +1,687 +2%
VanEck Associates
10
VanEck Associates
New York
$1.43M 70,367 +5,049 +8%
SFWA
11
Summit Financial Wealth Advisors
Louisiana
$1.27M 61,121 -2,350 -4%
PMG
12
ProVise Management Group
Florida
$1.2M 58,990 +600 +1%
Stifel Financial
13
Stifel Financial
Missouri
$1.09M 53,381 +8,395 +19%
LPL Financial
14
LPL Financial
California
$1.01M 49,551 -12,980 -21%
BFEC
15
Benjamin F. Edwards & Company
Missouri
$930K 45,652 +43,640 +2,169%
LFS
16
Legacy Financial Strategies
Kansas
$900K 44,196 +6,122 +16%
UR
17
USCA RIA
Texas
$829K 40,679 -53,239 -57%
ASN
18
Advisory Services Network
Georgia
$792K 38,883 – –
Ameriprise
19
Ameriprise
Minnesota
$607K 29,819 +3,525 +13%
Invesco
20
Invesco
Georgia
$593K 29,127 +15,715 +117%
CA
21
Cetera Advisors
Colorado
$572K 28,099 +244 +0.9%
PWS
22
Private Wealth Strategies
Ohio
$531K 26,075 +335 +1%
Janney Montgomery Scott
23
Janney Montgomery Scott
Pennsylvania
$528K 25,898 +828 +3%
SWP
24
Stratos Wealth Partners
Ohio
$524K 25,700 – –
GSWM
25
Golden State Wealth Management
California
$423K 20,766 +259 +1%
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