MMD

MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD

Overview Fund Activity

39 hedge funds and large institutions have $74.4M invested in MainStay MacKay DefinedTerm Municipal Opportunities Fund in 2017 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 16 increasing their positions, 8 reducing their positions, and 5 closing their positions.

Holders
39
Holders Change
-1
Holders Change %
-2.5%
% of All Funds
0.97%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
16
Reduced
8
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Invesco
1
Invesco
Georgia
$2.86M
2
Bank of America
2
Bank of America
North Carolina
$18.4M
3
Morgan Stanley
3
Morgan Stanley
New York
$10.7M
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$1.45M
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$3.06M

Top Sellers

1
Credit Agricole
1
Credit Agricole
France
$0
2
RCM
2
Robinson Capital Management
Michigan
$0
3
AI
3
ArchPoint Investors
Florida
$252K
4
Stifel Financial
4
Stifel Financial
Missouri
$0
5
RJA
5
Raymond James & Associates
Florida
$8.55M
Name Market Value Shares Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$18.4M 932,949 +40,152 +4%
Morgan Stanley
2
Morgan Stanley
New York
$10.7M 545,372 +36,357 +7%
RJA
3
Raymond James & Associates
Florida
$8.55M 434,868 -20,416 -4%
GC
4
Guggenheim Capital
Illinois
$7.76M 394,635 +3,756 +1%
AAM
5
Advisors Asset Management
Colorado
$4.51M 229,121 +11,200 +5%
UBS Group
6
UBS Group
Switzerland
$3.84M 195,399 -14,447 -7%
Wells Fargo
7
Wells Fargo
California
$3.16M 160,529 +8,794 +6%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$3.06M 155,403 +14,439 +10%
Invesco
9
Invesco
Georgia
$2.86M 145,439 +47,120 +48%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$1.45M 73,854 +19,487 +36%
UR
11
USCA RIA
Texas
$1.44M 73,206 +3,238 +5%
First Trust Advisors
12
First Trust Advisors
Illinois
$1.1M 55,800 +5,999 +12%
VanEck Associates
13
VanEck Associates
New York
$1.05M 53,486 -3,405 -6%
SWP
14
Stratos Wealth Partners
Ohio
$686K 34,850 – –
SFWA
15
Summit Financial Wealth Advisors
Louisiana
$587K 29,850 +5,000 +20%
ASN
16
Advisory Services Network
Georgia
$551K 28,000 – –
RIA
17
Regal Investment Advisors
Michigan
$427K 21,710 +541 +3%
TPWA
18
TRUE Private Wealth Advisors
Oregon
$391K 19,900 – –
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$363K 18,431 +12,797 +227%
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$331K 16,809 -2,382 -12%
CA
21
Cetera Advisors
Colorado
$309K 15,737 -600 -4%
Northwestern Mutual Wealth Management
22
Northwestern Mutual Wealth Management
Wisconsin
$292K 14,862 -12,550 -46%
LPL Financial
23
LPL Financial
California
$277K 14,089 -18,593 -57%
Ameriprise
24
Ameriprise
Minnesota
$267K 13,584 – –
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$253K 12,873 +12,873 New
1
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