MMD

MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD

Overview Fund Activity

41 hedge funds and large institutions have $73.3M invested in MainStay MacKay DefinedTerm Municipal Opportunities Fund in 2018 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 16 increasing their positions, 11 reducing their positions, and 5 closing their positions.

Holders
41
Holders Change
-2
Holders Change %
-4.65%
% of All Funds
0.94%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
16
Reduced
11
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$11.2M
2
RJA
2
Raymond James & Associates
Florida
$9.42M
3
Stifel Financial
3
Stifel Financial
Missouri
$682K
4
LTFS
4
Ladenburg Thalmann Financial Services
Florida
$846K
5
LCM
5
Laurion Capital Management
New York
$350K

Top Sellers

1
AAM
1
Advisors Asset Management
Colorado
$4.04M
2
TPWA
2
TRUE Private Wealth Advisors
Oregon
$0
3
Bank of America
3
Bank of America
North Carolina
$15.1M
4
CA
4
Cetera Advisors
Colorado
$0
5
GC
5
Guggenheim Capital
Illinois
$4.06M
Name Market Value Shares Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$15.1M 803,022 -20,682 -3%
Morgan Stanley
2
Morgan Stanley
New York
$11.2M 592,590 +90,542 +18%
RJA
3
Raymond James & Associates
Florida
$9.42M 500,365 +45,545 +10%
Invesco
4
Invesco
Georgia
$4.72M 250,764 +3,663 +1%
UBS Group
5
UBS Group
Switzerland
$4.46M 236,987 -4,930 -2%
GC
6
Guggenheim Capital
Illinois
$4.06M 215,798 -10,781 -5%
AAM
7
Advisors Asset Management
Colorado
$4.04M 215,140 -36,733 -15%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$3.33M 176,703 -4,471 -2%
Wells Fargo
9
Wells Fargo
California
$3.08M 163,835 -4,031 -2%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$2.15M 114,164 +5,946 +5%
UR
11
USCA RIA
Texas
$1.54M 81,599 +3,577 +5%
First Trust Advisors
12
First Trust Advisors
Illinois
$1.15M 61,253 +2,011 +3%
Northwestern Mutual Wealth Management
13
Northwestern Mutual Wealth Management
Wisconsin
$1.11M 59,159 +3,505 +6%
VanEck Associates
14
VanEck Associates
New York
$1.1M 58,562 -340 -0.6%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$846K 44,982 +18,791 +72%
SFWA
16
Summit Financial Wealth Advisors
Louisiana
$690K 36,650 +500 +1%
Stifel Financial
17
Stifel Financial
Missouri
$682K 36,234 +20,765 +134%
ASN
18
Advisory Services Network
Georgia
$612K 32,500 +2,000 +7%
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
$514K 27,302 +366 +1%
SWP
20
Stratos Wealth Partners
Ohio
$468K 24,850 -9,150 -27%
LPL Financial
21
LPL Financial
California
$375K 19,924 +3,855 +24%
LCM
22
Laurion Capital Management
New York
$350K 18,574 +18,574 New
BTS
23
BB&T Securities
Virginia
$310K 16,486 +5,594 +51%
Ameriprise
24
Ameriprise
Minnesota
$282K 14,984 – –
QCIG
25
Quad-Cities Investment Group
Iowa
$244K 12,923 +12,923 New
1
2