UBS’s MainStay MacKay DefinedTerm Municipal Opportunities Fund MMD Stock Holding History

UBS’s Portfolio MMD Stock Details MMD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$2.54M	Buy	142,248 +40,079	+39%	+$704K	﹤0.01%	2679
2014 Q2	$1.82M	Buy	102,169 +36,960	+57%	+$647K	﹤0.01%	2957
2014 Q1	$1.11M	Buy	65,209 +28,515	+78%	+$478K	﹤0.01%	3391
2013 Q4	$579K	Sell	36,694 -23,700	-39%	-$371K	﹤0.01%	4169
2013 Q3	$971K	Buy	60,394 +52,975	+714%	+$867K	﹤0.01%	3374
2013 Q2	$133K	Buy	+7,419	New	+$143K	﹤0.01%	5549

Other funds holding MMD

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.6B AUM 27.3% 1-Year Est. Return

Wells Fargo San Francisco, California $501B AUM 22.01% 1-Year Est. Return

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

ArchPoint Investors Coral Gables, Florida $420M AUM 42.19% 1-Year Est. Return

Commonwealth Equity Services

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Cetera Advisors Denver, Colorado $12.7B AUM 22.7% 1-Year Est. Return