HighTower Advisors

HighTower Advisors’s MainStay MacKay DefinedTerm Municipal Opportunities Fund MMD Stock Holding History

HighTower Advisors’s Portfolio MMD Stock Details MMD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-10,516	Closed	-$214K	–	1995
2016 Q3	$214K	Sell	10,516 -3,333	-24%	-$68.2K	﹤0.01%	1607
2016 Q2	$286K	Sell	13,849 -2,054	-13%	-$41.2K	﹤0.01%	1345
2016 Q1	$312K	Buy	15,903 +2,054	+15%	+$39.5K	﹤0.01%	1589
2015 Q4	$260K	Sell	13,849 -1,375	-9%	-$24.9K	﹤0.01%	1631
2015 Q3	$271K	Buy	+15,224	New	+$266K	﹤0.01%	1498

Other funds holding MMD

Bank of America

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.6B AUM 27.3% 1-Year Est. Return

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

UBS Group Zurich, Switzerland $564B AUM 30.12% 1-Year Est. Return

Robinson Capital Management Grosse Pointe Farms, Michigan $223M AUM 0.62% 1-Year Est. Return

Raymond James Financial Services Advisors St. Petersburg, Florida $75B AUM 31.89% 1-Year Est. Return

Wells Fargo San Francisco, California $501B AUM 22.01% 1-Year Est. Return

VanEck Associates

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return