Squarepoint’s NYLIM MacKay DefinedTerm Muni Opportunities Fund MMD Stock Holding History

Squarepoint’s Portfolio MMD Stock Details MMD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-14,500	Closed	-$265K	–	1759
2016 Q4	$265K	Buy	+14,500	New	+$275K	0.01%	1229
2016 Q1	–	Sell	-14,500	Closed	-$273K	–	1339
2015 Q4	$273K	Buy	+14,500	New	+$262K	0.03%	843

Other funds holding MMD

Credit Agricole Montrouge Cedex, France $49.3B AUM 36.45% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Squarepoint's MMD Position: Q1 2017 in Review

Squarepoint sold out of NYLIM MacKay DefinedTerm Muni Opportunities Fund (MMD) in Q1 2017, closing a stake of 14,500 shares — an estimated $265K sold.

Squarepoint first reported a position in MMD in Q4 2015 and held it in 2 quarters. The position peaked at $273K in Q4 2015. 40 funds tracked by Wall St. Rank hold MMD as of Q1 2017.

Squarepoint reported no remaining NYLIM MacKay DefinedTerm Muni Opportunities Fund position as of Q1 2017 after selling out during the quarter.
Squarepoint sold 14,500 NYLIM MacKay DefinedTerm Muni Opportunities Fund shares in Q1 2017, an estimated $265K.
Squarepoint first reported a position in NYLIM MacKay DefinedTerm Muni Opportunities Fund in Q4 2015 and held it in 2 quarters.
Squarepoint's NYLIM MacKay DefinedTerm Muni Opportunities Fund position peaked at $273K in Q4 2015.
40 funds tracked by Wall St. Rank held NYLIM MacKay DefinedTerm Muni Opportunities Fund as of Q1 2017.

Based on Squarepoint's 13F filing for Q1 2017, filed 15 May 2017.