MMD

MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD

Overview Fund Activity

28 hedge funds and large institutions have $48.5M invested in MainStay MacKay DefinedTerm Municipal Opportunities Fund in 2015 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 13 increasing their positions, 6 reducing their positions, and 8 closing their positions.

Holders
28
Holders Change
-3
Holders Change %
-9.68%
% of All Funds
0.75%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
13
Reduced
6
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJA
1
Raymond James & Associates
Florida
$5.86M
2
UBS Group
2
UBS Group
Switzerland
$3.99M
3
LSA
3
Liberty Street Advisors
New York
$1.04M
4
DA
4
Doliver Advisors
Texas
$457K
5
Comerica Bank
5
Comerica Bank
Texas
$297K

Top Sellers

1
Commonwealth Equity Services
1
Commonwealth Equity Services
Massachusetts
$0
2
SG Americas Securities
2
SG Americas Securities
New York
$0
3
NPC
3
National Planning Corporation
California
$0
4
Wells Fargo
4
Wells Fargo
California
$3.08M
5
AAM
5
Advisors Asset Management
Colorado
$2.72M
Name Market Value Shares Shares
Change 		Shares
Change %
LTFS
26
Ladenburg Thalmann Financial Services
Florida
$19K 1,000 – –
DADC
27
D.A. Davidson & Co
Montana
$10K 560 – –
NFG
28
Next Financial Group
Texas
$4K 234 – –
Commonwealth Equity Services
29
Commonwealth Equity Services
Massachusetts
– – -58,757 Closed
SG Americas Securities
30
SG Americas Securities
New York
– – -47,631 Closed
NPC
31
National Planning Corporation
California
– – -37,550 Closed
MIG
32
Mariner Investment Group
New York
– – -20,232 Closed
AL
33
Aspiriant LLC
California
– – -15,750 Closed
RJFSA
34
Raymond James Financial Services Advisors
Florida
– – -14,370 Closed
FIMG
35
Financial & Investment Management Group
Michigan
– – -14,300 Closed
TRCT
36
Tower Research Capital (TRC)
New York
– – -200 Closed
1
2