D.A. Davidson & Co’s NYLIM MacKay DefinedTerm Muni Opportunities Fund MMD Stock Holding History

D.A. Davidson & Co’s Portfolio MMD Stock Details MMD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-560	Closed	-$9K	–	2246
2015 Q2	$9K	Hold	560	–	–	﹤0.01%	1893
2015 Q1	$10K	Hold	560	–	–	﹤0.01%	1801
2014 Q4	$10K	Hold	560	–	–	﹤0.01%	1818
2014 Q3	$9K	Hold	560	–	–	﹤0.01%	1842
2014 Q2	$9K	Buy	+560	New	+$9.81K	﹤0.01%	1822

Other funds holding MMD

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

ArchPoint Investors Coral Gables, Florida $473M AUM 49.24% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $170B AUM 46.21% 1-Year Est. Return

D.A. Davidson & Co's MMD Position: Q3 2015 in Review

D.A. Davidson & Co sold out of NYLIM MacKay DefinedTerm Muni Opportunities Fund (MMD) in Q3 2015, closing a stake of 560 shares — an estimated $9K sold.

D.A. Davidson & Co first reported a position in MMD in Q2 2014 and held it in 5 quarters. The position peaked at $10K in Q1 2015. 29 funds tracked by Wall St. Rank hold MMD as of Q3 2015.

D.A. Davidson & Co reported no remaining NYLIM MacKay DefinedTerm Muni Opportunities Fund position as of Q3 2015 after selling out during the quarter.
D.A. Davidson & Co sold 560 NYLIM MacKay DefinedTerm Muni Opportunities Fund shares in Q3 2015, an estimated $9K.
D.A. Davidson & Co first reported a position in NYLIM MacKay DefinedTerm Muni Opportunities Fund in Q2 2014 and held it in 5 quarters.
D.A. Davidson & Co's NYLIM MacKay DefinedTerm Muni Opportunities Fund position peaked at $10K in Q1 2015.
29 funds tracked by Wall St. Rank held NYLIM MacKay DefinedTerm Muni Opportunities Fund as of Q3 2015.

Based on D.A. Davidson & Co's 13F filing for Q3 2015, filed 13 Nov 2015.