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iShares US Broker-Dealers & Securities Exchanges ETF

172 hedge funds and large institutions have $968M invested in iShares US Broker-Dealers & Securities Exchanges ETF in 2026 Q1 according to their latest regulatory filings, with 23 funds opening new positions, 55 increasing their positions, 60 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed

46% more call options, than puts

Call options by funds: $3.09M | Put options by funds: $2.12M

8% less repeat investments, than reductions

Existing positions increased: 55 | Existing positions reduced: 60

3.83% less ownership

Funds ownership: 66.86%63.04% (-3.8%)

6% less capital invested

Capital invested by funds: $1.03B → $968M (-$63.5M)

10% less funds holding

Funds holding: 191172 (-19)

36% less first-time investments, than exits

New positions opened: 23 | Existing positions closed: 36

75% less funds holding in top 10

Funds holding in top 10: 41 (-3)

Holders
172
Holders Change
-19
Holders Change %
-9.95%
% of All Funds
2.12%
Holding in Top 10
1
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-75%
% of All Funds
0.01%
New
23
Increased
55
Reduced
60
Closed
36
Calls
$3.09M
Puts
$2.12M
Net Calls
+$969K
Net Calls Change
+$1.02M
Name Holding Trade Value Shares
Change
Change in
Stake
SF
101
Summit Financial
New Jersey
$353K -$51.4K -294 -12%
GEA
102
Glen Eagle Advisors
New Jersey
$349K
AIA
103
AIMZ Investment Advisors
California
$335K
GWP
104
Gateway Wealth Partners
Wisconsin
$314K +$335K +1,914 New
IAA
105
Independent Advisor Alliance
North Carolina
$313K +$333K +1,907 New
NWA
106
Navis Wealth Advisors
New York
$312K -$52.5K -300 -14%
CF
107
Centaurus Financial
California
$306K -$3.5K -20 -1%
RWS
108
Resolute Wealth Strategies
Mississippi
$304K +$1.4K +8 +0.4%
KIA
109
Kraematon Investment Advisors
Massachusetts
$299K +$350 +2 +0.1%
NSIM
110
North Star Investment Management
Illinois
$270K
Northwestern Mutual Wealth Management
111
Northwestern Mutual Wealth Management
Wisconsin
$241K +$14K +80 +6%
SL
112
SWMG LLC
Texas
$239K +$1.05K +6 +0.4%
Carson Wealth (CWM LLC)
113
Carson Wealth (CWM LLC)
Nebraska
$223K -$33.6K -192 -12%
CWM
114
Chicago Wealth Management
Illinois
$214K -$13.6M -77,697 -98%
KF
115
KKM Financial
Illinois
$207K
WPP
116
Whalerock Point Partners
Rhode Island
$201K
OSAM
117
O'Shaughnessy Asset Management
Connecticut
$170K -$8.22K -47 -4%
US Bancorp
118
US Bancorp
Minnesota
$170K +$149K +850 +455%
FFA
119
Farther Finance Advisors
California
$160K -$321K -1,836 -65%
EB
120
Eastern Bank
Massachusetts
$144K
PNC Financial Services Group
121
PNC Financial Services Group
Pennsylvania
$98.2K +$7.17K +41 +7%
IA
122
IFP Advisors
Florida
$86.4K -$6.01M -34,369 -98%
FIM
123
FWL Investment Management
Texas
$77.8K -$22.6K -129 -21%
BL
124
Balentine LLC
Georgia
$72.7K
BlackRock
125
BlackRock
New York
$67.5K -$525 -3 -0.7%

IAI Hedge Fund Activity: Q1 2026 in Review

172 of the 8,126 institutional investors tracked by Wall St. Rank reported a position in iShares US Broker-Dealers & Securities Exchanges ETF (IAI) for Q1 2026, worth a combined $968M — down 6.2% from $1.03B a quarter earlier.

Sellers outnumbered buyers: 36 funds closed out of IAI and 23 opened new positions — a net loss of 13 holders — while 60 trimmed existing stakes and 55 added.

The largest buyer was Harel Insurance Investments & Financial Services, adding an estimated $110M. The largest seller was LPL Financial, cutting an estimated $53.6M.

  • 172 institutional investors held iShares US Broker-Dealers & Securities Exchanges ETF (IAI) as of Q1 2026, down from 191 in Q4 2025.
  • Funds reported $968M of iShares US Broker-Dealers & Securities Exchanges ETF stock for Q1 2026, down 6.2% quarter-over-quarter.
  • 23 funds opened new iShares US Broker-Dealers & Securities Exchanges ETF positions in Q1 2026 and 36 closed out, a net change of -13 holders.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF buyer in Q1 2026 was Harel Insurance Investments & Financial Services, an estimated $110M added.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF seller in Q1 2026 was LPL Financial, an estimated $53.6M sold.

Based on aggregated 13F filings for Q1 2026.