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iShares US Broker-Dealers & Securities Exchanges ETF

172 hedge funds and large institutions have $968M invested in iShares US Broker-Dealers & Securities Exchanges ETF in 2026 Q1 according to their latest regulatory filings, with 23 funds opening new positions, 55 increasing their positions, 60 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed

46% more call options, than puts

Call options by funds: $3.09M | Put options by funds: $2.12M

8% less repeat investments, than reductions

Existing positions increased: 55 | Existing positions reduced: 60

3.83% less ownership

Funds ownership: 66.86%63.04% (-3.8%)

6% less capital invested

Capital invested by funds: $1.03B → $968M (-$63.5M)

10% less funds holding

Funds holding: 191172 (-19)

36% less first-time investments, than exits

New positions opened: 23 | Existing positions closed: 36

75% less funds holding in top 10

Funds holding in top 10: 41 (-3)

Holders
172
Holders Change
-19
Holders Change %
-9.95%
% of All Funds
2.12%
Holding in Top 10
1
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-75%
% of All Funds
0.01%
New
23
Increased
55
Reduced
60
Closed
36
Calls
$3.09M
Puts
$2.12M
Net Calls
+$969K
Net Calls Change
+$1.02M
Name Holding Trade Value Shares
Change
Change in
Stake
Rockefeller Capital Management
76
Rockefeller Capital Management
New York
$795K +$708K +4,050 +511%
FTS
77
Fifth Third Securities
Ohio
$762K -$287K -1,642 -26%
JP Morgan Chase
78
JP Morgan Chase
New York
$758K +$43.4K +248 +6%
KA
79
Kovack Advisors
Florida
$755K +$398K +2,276 +99%
Bank of New York Mellon
80
Bank of New York Mellon
New York
$733K +$442K +2,527 +130%
Fidelity Investments
81
Fidelity Investments
Massachusetts
$711K +$175 +1 +0%
WI
82
WBI Investments
New Jersey
$689K +$520K +2,972 +243%
MSL
83
MILLINGTON SECURITIES, LLC
New Jersey
$689K +$734K +4,197 New
AssetMark Inc
84
AssetMark Inc
California
$672K -$130K -745 -15%
AWM
85
Aprio Wealth Management
Georgia
$669K -$120K -684 -14%
SCA
86
Southern Capital Advisors
Tennessee
$649K +$36.7K +210 +6%
SAW
87
Signal Advisors Wealth
Michigan
$627K +$5.42K +31 +0.8%
SA
88
Sanctuary Advisors
Indiana
$621K -$21.3K -122 -3%
OC
89
Oppenheimer & Co
New York
$580K -$678K -3,879 -52%
XT
90
XTX Topco
Cayman Islands
$576K +$396K +2,264 +182%
KAS
91
Kestra Advisory Services
Texas
$514K -$52.1K -298 -9%
SWM
92
SeaCrest Wealth Management
New York
$497K +$42.7K +244 +9%
AWCI
93
Alpine Woods Capital Investors
New York
$493K
KNW
94
Kesler Norman & Wride
Utah
$469K -$4.72K -27 -0.9%
GS
95
GTS Securities
New York
$464K +$495K +2,828 New
CWRP
96
Cassady Wealth & Retirement Planning
Nevada
$441K +$175 +1 +0%
BAM
97
Blueshift Asset Management
New Jersey
$431K +$459K +2,625 New
DC
98
Davenport & Co
Virginia
$403K -$381K -2,181 -47%
KWM
99
Kingsview Wealth Management
Oregon
$386K +$411K +2,353 New
D.E. Shaw & Co
100
D.E. Shaw & Co
New York
$366K

IAI Hedge Fund Activity: Q1 2026 in Review

172 of the 8,126 institutional investors tracked by Wall St. Rank reported a position in iShares US Broker-Dealers & Securities Exchanges ETF (IAI) for Q1 2026, worth a combined $968M — down 6.2% from $1.03B a quarter earlier.

Sellers outnumbered buyers: 36 funds closed out of IAI and 23 opened new positions — a net loss of 13 holders — while 60 trimmed existing stakes and 55 added.

The largest buyer was Harel Insurance Investments & Financial Services, adding an estimated $110M. The largest seller was LPL Financial, cutting an estimated $53.6M.

  • 172 institutional investors held iShares US Broker-Dealers & Securities Exchanges ETF (IAI) as of Q1 2026, down from 191 in Q4 2025.
  • Funds reported $968M of iShares US Broker-Dealers & Securities Exchanges ETF stock for Q1 2026, down 6.2% quarter-over-quarter.
  • 23 funds opened new iShares US Broker-Dealers & Securities Exchanges ETF positions in Q1 2026 and 36 closed out, a net change of -13 holders.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF buyer in Q1 2026 was Harel Insurance Investments & Financial Services, an estimated $110M added.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF seller in Q1 2026 was LPL Financial, an estimated $53.6M sold.

Based on aggregated 13F filings for Q1 2026.