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iShares US Broker-Dealers & Securities Exchanges ETF

172 hedge funds and large institutions have $968M invested in iShares US Broker-Dealers & Securities Exchanges ETF in 2026 Q1 according to their latest regulatory filings, with 23 funds opening new positions, 55 increasing their positions, 60 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed

46% more call options, than puts

Call options by funds: $3.09M | Put options by funds: $2.12M

8% less repeat investments, than reductions

Existing positions increased: 55 | Existing positions reduced: 60

3.83% less ownership

Funds ownership: 66.86%63.04% (-3.8%)

6% less capital invested

Capital invested by funds: $1.03B → $968M (-$63.5M)

10% less funds holding

Funds holding: 191172 (-19)

36% less first-time investments, than exits

New positions opened: 23 | Existing positions closed: 36

75% less funds holding in top 10

Funds holding in top 10: 41 (-3)

Holders
172
Holders Change
-19
Holders Change %
-9.95%
% of All Funds
2.12%
Holding in Top 10
1
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-75%
% of All Funds
0.01%
New
23
Increased
55
Reduced
60
Closed
36
Calls
$3.09M
Puts
$2.12M
Net Calls
+$969K
Net Calls Change
+$1.02M
Name Holding Trade Value Shares
Change
Change in
Stake
SPIA
26
Steward Partners Investment Advisory
New York
$5.13M -$509K -2,908 -9%
MIG
27
McGuire Investment Group
Rhode Island
$5.1M -$37.6K -215 -0.7%
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$4.46M +$366K +2,093 +8%
Janney Montgomery Scott
29
Janney Montgomery Scott
Pennsylvania
$4.43M +$315K +1,804 +7%
TRCT
30
Tower Research Capital (TRC)
New York
$4.36M +$4.52M +25,827 +3,403%
Envestnet Asset Management
31
Envestnet Asset Management
Illinois
$3.92M +$1.33M +7,612 +47%
SA
32
SFI Advisors
New Jersey
$3.7M -$2.94M -16,808 -43%
CCA
33
Cottonwood Capital Advisors
Utah
$3.6M +$322K +1,841 +9%
Cetera Investment Advisers
34
Cetera Investment Advisers
Illinois
$3.58M +$936K +5,354 +33%
CI
35
CX Institutional
Indiana
$3.39M +$3.41M +19,485 +1,690%
NSLI
36
Nan Shan Life Insurance
Taiwan
$3.38M +$3.6M +20,580 New
AIP
37
ARS Investment Partners
New York
$3.31M +$749K +4,282 +27%
TF
38
Tudor Financial
Ohio
$3.09M -$31K -177 -0.9%
1NWS
39
1 North Wealth Services
Maryland
$3.04M -$33.8K -193 -1%
HOWA
40
Heritage Oak Wealth Advisors
Florida
$2.63M +$248K +1,418 +10%
Cambridge Investment Research Advisors
41
Cambridge Investment Research Advisors
Iowa
$2.63M +$1.49M +8,523 +114%
Qube Research & Technologies (QRT)
42
Qube Research & Technologies (QRT)
United Kingdom
$2.53M -$691K -3,951 -20%
Jones Financial Companies
43
Jones Financial Companies
Missouri
$2.52M +$591K +3,380 +27%
BAAM
44
Baker Avenue Asset Management
California
$2.49M -$8.04K -46 -0.3%
QC
45
Quadrature Capital
United Kingdom
$2.3M +$2.45M +14,033 New
PWA
46
PCG Wealth Advisors
Kansas
$2.3M +$209K +1,197 +9%
Jane Street
47
Jane Street
New York
$2.19M +$1.66M +9,471 +245%
VAS
48
Valicenti Advisory Services
New York
$2.13M +$2.27M +12,960 New
GVAG
49
Great Valley Advisor Group
Delaware
$1.85M -$76.4K -437 -4%
MOS
50
MGO One Seven
Ohio
$1.85M +$1.97M +11,241 New

IAI Hedge Fund Activity: Q1 2026 in Review

172 of the 8,126 institutional investors tracked by Wall St. Rank reported a position in iShares US Broker-Dealers & Securities Exchanges ETF (IAI) for Q1 2026, worth a combined $968M — down 6.2% from $1.03B a quarter earlier.

Sellers outnumbered buyers: 36 funds closed out of IAI and 23 opened new positions — a net loss of 13 holders — while 60 trimmed existing stakes and 55 added.

The largest buyer was Harel Insurance Investments & Financial Services, adding an estimated $110M. The largest seller was LPL Financial, cutting an estimated $53.6M.

  • 172 institutional investors held iShares US Broker-Dealers & Securities Exchanges ETF (IAI) as of Q1 2026, down from 191 in Q4 2025.
  • Funds reported $968M of iShares US Broker-Dealers & Securities Exchanges ETF stock for Q1 2026, down 6.2% quarter-over-quarter.
  • 23 funds opened new iShares US Broker-Dealers & Securities Exchanges ETF positions in Q1 2026 and 36 closed out, a net change of -13 holders.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF buyer in Q1 2026 was Harel Insurance Investments & Financial Services, an estimated $110M added.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF seller in Q1 2026 was LPL Financial, an estimated $53.6M sold.

Based on aggregated 13F filings for Q1 2026.