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iShares US Broker-Dealers & Securities Exchanges ETF

172 hedge funds and large institutions have $968M invested in iShares US Broker-Dealers & Securities Exchanges ETF in 2026 Q1 according to their latest regulatory filings, with 23 funds opening new positions, 55 increasing their positions, 60 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed

46% more call options, than puts

Call options by funds: $3.09M | Put options by funds: $2.12M

8% less repeat investments, than reductions

Existing positions increased: 55 | Existing positions reduced: 60

3.83% less ownership

Funds ownership: 66.86%63.04% (-3.8%)

6% less capital invested

Capital invested by funds: $1.03B → $968M (-$63.5M)

10% less funds holding

Funds holding: 191172 (-19)

36% less first-time investments, than exits

New positions opened: 23 | Existing positions closed: 36

75% less funds holding in top 10

Funds holding in top 10: 41 (-3)

Holders
172
Holders Change
-19
Holders Change %
-9.95%
% of All Funds
2.12%
Holding in Top 10
1
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-75%
% of All Funds
0.01%
New
23
Increased
55
Reduced
60
Closed
36
Calls
$3.09M
Puts
$2.12M
Net Calls
+$969K
Net Calls Change
+$1.02M
Name Holding Trade Value Shares
Change
Change in
Stake
CPG
151
Cornerstone Planning Group
New Jersey
$13.5K
AIM
152
Anchor Investment Management
South Carolina
$13.3K
HWA
153
HHM Wealth Advisors
Tennessee
$12.6K
HHGA
154
Halbert Hargrove Global Advisors
California
$12.2K
RFP
155
Root Financial Partners
California
$10.8K -$2.62K -15 -19%
IAIM
156
International Assets Investment Management
Florida
$9.95K
CAN
157
Capital Advisor Network
Indiana
$8.04K +$8.57K +49 New
DSC
158
Duncker Streett & Co
Missouri
$7.88K
UBS AM
159
UBS AM
Illinois
$6.9K +$7.34K +42 New
EWA
160
EverSource Wealth Advisors
Alabama
$6.4K
AWM
161
Abound Wealth Management
Tennessee
$5.25K
CPBTD
162
Central Pacific Bank - Trust Division
Hawaii
$4.92K
CT
163
Caldwell Trust
Florida
$4.92K +$5.25K +30 New
HFS
164
Hantz Financial Services
Michigan
$4K
ACA
165
Aptus Capital Advisors
Alabama
$3.61K
GWM
166
Gilpin Wealth Management
Colorado
$2.96K
KFI
167
Key Financial Inc
Pennsylvania
$2.63K +$2.8K +16 New
MEG
168
Millstone Evans Group
Colorado
$2.3K
FM
169
Family Management
New York
$1.64K
TFGT
170
TS Financial Group (TSFG)
Illinois
$1K +$1.4K +8 New
CIAS
171
Capital Investment Advisory Services
North Carolina
$985
BNA
172
BankChampaign National Association
Illinois
$821 -$42.8K -245 -98%
HNB
173
Huntington National Bank
Ohio
$328
JF
174
Jump Financial
Illinois
-$8.04M -44,840 Closed
FFS
175
Founders Financial Securities
Maryland
-$5.06M -28,206 Closed

IAI Hedge Fund Activity: Q1 2026 in Review

172 of the 8,126 institutional investors tracked by Wall St. Rank reported a position in iShares US Broker-Dealers & Securities Exchanges ETF (IAI) for Q1 2026, worth a combined $968M — down 6.2% from $1.03B a quarter earlier.

Sellers outnumbered buyers: 36 funds closed out of IAI and 23 opened new positions — a net loss of 13 holders — while 60 trimmed existing stakes and 55 added.

The largest buyer was Harel Insurance Investments & Financial Services, adding an estimated $110M. The largest seller was LPL Financial, cutting an estimated $53.6M.

  • 172 institutional investors held iShares US Broker-Dealers & Securities Exchanges ETF (IAI) as of Q1 2026, down from 191 in Q4 2025.
  • Funds reported $968M of iShares US Broker-Dealers & Securities Exchanges ETF stock for Q1 2026, down 6.2% quarter-over-quarter.
  • 23 funds opened new iShares US Broker-Dealers & Securities Exchanges ETF positions in Q1 2026 and 36 closed out, a net change of -13 holders.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF buyer in Q1 2026 was Harel Insurance Investments & Financial Services, an estimated $110M added.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF seller in Q1 2026 was LPL Financial, an estimated $53.6M sold.

Based on aggregated 13F filings for Q1 2026.