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iShares US Broker-Dealers & Securities Exchanges ETF

50 hedge funds and large institutions have $174M invested in iShares US Broker-Dealers & Securities Exchanges ETF in 2015 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 17 increasing their positions, 18 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

446% more call options, than puts

Call options by funds: $1.75M | Put options by funds: $320K

7% more capital invested

Capital invested by funds: $162M → $174M (+$12.1M)

6.06% more ownership

Funds ownership: 57.91%63.97% (+6.1%)

0% more funds holding

Funds holding: 5050 (0)

0% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 9

6% less repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 18

Holders
50
Holders Change
Holders Change %
0%
% of All Funds
1.31%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
17
Reduced
18
Closed
9
Calls
$1.75M
Puts
$320K
Net Calls
+$1.43M
Net Calls Change
-$322K
Name Holding Trade Value Shares
Change
Change in
Stake
CAM
26
Concorde Asset Management
Michigan
$735K +$502K +12,149 +219%
SG
27
Somerset Group
Minnesota
$682K -$39.1K -946 -5%
FAAS
28
First Allied Advisory Services
California
$681K -$90K -2,175 -12%
Janney Montgomery Scott
29
Janney Montgomery Scott
Pennsylvania
$570K +$214K +5,164 +60%
MFS
30
MSI Financial Services
Massachusetts
$476K +$285K +6,898 +151%
SF
31
Synovus Financial
Georgia
$404K +$3.19K +77 +0.8%
Commonwealth Equity Services
32
Commonwealth Equity Services
Massachusetts
$369K -$105K -2,543 -22%
NPC
33
National Planning Corporation
California
$316K -$35.4K -857 -9%
SI
34
Stephens Inc
Arkansas
$310K +$2.48K +60 +0.8%
CS
35
Credit Suisse
Switzerland
$297K -$1.35M -32,668 -82%
WDL
36
Well Done LLC
Michigan
$290K +$288K +6,973 New
DC
37
Davenport & Co
Virginia
$252K +$251K +6,058 New
CWM
38
Concert Wealth Management
California
$249K
LWM
39
Lyons Wealth Management
Florida
$206K +$204K +4,921 New
LTFS
40
Ladenburg Thalmann Financial Services
Florida
$158K +$99.5K +2,406 +172%
Envestnet Asset Management
41
Envestnet Asset Management
Illinois
$49K -$2.94K -71 -6%
PNC Financial Services Group
42
PNC Financial Services Group
Pennsylvania
$22K
ADL
43
Asset Dedication LLC
California
$22K +$22.3K +538 New
Bank of Montreal
44
Bank of Montreal
Ontario, Canada
$20K -$3.89K -94 -16%
PAI
45
Pittenger & Anderson Inc
Nebraska
$18K -$8.27K -200 -32%
IA
46
IFP Advisors
Florida
$17K +$17.4K +420 New
US Bancorp
47
US Bancorp
Minnesota
$12K
HT
48
Hefren-Tillotson
Pennsylvania
$8K +$8.02K +194 New
PG
49
Patten Group
Tennessee
$5.19K
CPC
50
Cookson Peirce & Co
Pennsylvania
-$1.17M -30,460 Closed

IAI Hedge Fund Activity: Q4 2015 in Review

50 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in iShares US Broker-Dealers & Securities Exchanges ETF (IAI) for Q4 2015, worth a combined $174M — up 7.4% from $162M a quarter earlier.

Fund positioning in IAI was balanced in Q4 2015: 9 funds opened new positions, 9 closed out, 17 added to existing stakes and 18 trimmed.

The largest buyer was Barometer Capital Management, opening a new position worth an estimated $1.63M. The largest seller was Cumberland Advisors, cutting an estimated $4.01M.

  • 50 institutional investors held iShares US Broker-Dealers & Securities Exchanges ETF (IAI) as of Q4 2015, unchanged from Q3 2015.
  • Funds reported $174M of iShares US Broker-Dealers & Securities Exchanges ETF stock for Q4 2015, up 7.4% quarter-over-quarter.
  • 9 funds opened new iShares US Broker-Dealers & Securities Exchanges ETF positions in Q4 2015 and 9 closed out, a net change of 0 holders.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF buyer in Q4 2015 was Barometer Capital Management, an estimated $1.63M added.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF seller in Q4 2015 was Cumberland Advisors, an estimated $4.01M sold.

Based on aggregated 13F filings for Q4 2015.